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Wyoming Securities Attorneys

Do you have complaints regarding a broker or investment adviser in Wyoming? You may be entitled to collect lost funds. Call the securities and investment fraud law firm Fitapelli Kurta for a free consultation: (877) 238-4175.

Fitapelli Kurta is based in New York but represents investors nationwide through two methods: by association with local counsel or through the Financial Industry Regulatory Authority (FINRA).

Whereas many other civil complaints are decided in a courtroom, most securities claims are adjudicated in binding arbitration before a FINRA panel. This is where Fitapelli Kurta excels.

Wyoming Investor Protections

The Wyoming Securities Act establishes numerous protections for Wyoming investors, including the right to pursue damages against brokers and investment advisers. It is enforced by the Wyoming Secretary of State, which is headquartered in Cheyenne.

The Wyoming Secretary of State performs a number of securities-related duties, including the registration of securities offered for sale, the registration of securities firms and their representatives, the investigation of complaints, and the maintenance of educational materials to promote financial literacy among investors.

Though the Wyoming Secretary of State is empowered to take action against securities professionals who violate state and federal securities law, it cannot represent investors in FINRA arbitration. Only private securities attorneys can do that. This is why it is essential for Wyoming investors to seek the services of a qualified and practiced securities attorney in the pursuit of lost funds.

What Should I do?

If you or someone you know has lost money investing with a broker or investment adviser in Wyoming, you may be entitled to recover your losses. It is essential you act quickly, as the law establishes a limited window to file a claim with FINRA.

Fitapelli Kurta services the following cities in Wyoming: Cheyenne, Jackson, Casper, Laramie, Codie, Sheridan, Gillette, Rock Springs, and more. Don’t delay – call Fitapelli Kurta today: (877) 238-4175.