Washington Securities Attorneys

Have you lost money investing with a broker or investment adviser in Washington? You may be able to recover your losses. Call the securities and investment fraud law firm Fitapelli Kurta today for a free consultation: 877-238-4175.

Fitapelli Kurta is based in Manhattan but represents investors nationwide, either by association with local counsel or through the Financial Industry Regulatory Authority (FINRA). Most securities complaints are not decided in a courtroom, but rather in binding arbitration before a panel of FINRA arbitrators. This is where we excel.

Washington Investor Protections

Investors in Washington are granted an array of rights and protections by the Securities Act of Washington, which is enforced by the Washington Securities Division. The Washington Securities Division’s mission is to “protect the investing public and promote confidence in the capital markets,” which it accomplishes primarily through these activities:

  • Reviewing securities, franchises, and business opportunity offerings;
  • Licensing and examining Broker/Dealers, Investment Advisers, and their representatives;
  • Providing technical assistance to small business;
  • Responding to customer complaints, investigating and bringing appropriate administrative, civil and criminal cases, and
  • Providing information and investor education.

Among the rights granted to investors by the Securities Act of Washington is the right to pursue financial damages against brokers and investment advisers. However, the Washington Securities Division is not empowered to represent investors in binding arbitration; only private securities attorneys can do this. Hence it is crucial for aggrieved investors to enlist the services of an experienced securities attorney.

Why Fitapelli Kurta?

Fitapelli Kurta is different. Our attorneys used to work for large national law firms, defending investment banks and broker-dealers against investor claims. Now we work exclusively for investors, deploying our inside knowledge from working with the “enemy.”

Fitapelli Kurta gets results. Our attorneys have recovered millions of dollars in lost funds for our clients. Our founding partners are both SuperLawyers®, and our firm has received numerous industry awards. Our attorneys are also regularly quoted in national media and trade publications.

Fitapelli Kurta works on contingency, which means we only get paid if our clients successfully collect a recovery.

What Should I Do Now?

If you have complaints regarding a Washington-based broker or investment adviser, call Fitapelli Kurta for a free consultation: 877-238-4175. We service the following cities in Washington: Seattle, Spokane, Olympia, Bellevue, Vancouver, Everett, Bellingham, Redmond, Yakima, and more.
 Don’t delay – call Fitapelli Kurta today.