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Utah Securities Attorneys

Have you lost money investing with a broker or investment adviser in Utah? Call the securities and investment fraud law firm Fitapelli Kurta for a free consultation: (877) 238-4175.

Fitapelli Kurta represents investors in Utah and nationwide, either by association with local counsel or through the Financial Industry Regulatory Authority (FINRA).

For context, the majority of securities complaints are not adjudicated in a courtroom. Instead they are decided in binding arbitration before a FINRA panel. Fitapelli Kurta has years of experience championing investors in this forum.

How are Utah Investors Protected?

Utah investors are afforded a range of protections by the Utah Uniform Securities Act, which is enforced by the Utah Department of Commerce’s Division of Securities.

The Utah Division of Securities is based in Salt Lake City; its current director is Keith Woodwell.

Tasked with protecting investor rights and investigating complaints, the Utah Division of Securities registers securities and securities professionals, examines allegations of misconduct, and brings action against persons alleged to have engaged in misconduct.

The Utah Uniform Securities Act and Utah Division of Securities grant investors the right to seek financial damages against securities professionals. However, the Division cannot represent investors in FINRA arbitration, where most securities complaints are decided. Only private securities attorneys have this power.

For these reasons, it is essential that investors seeking to recover damages make use of the services of a knowledgeable securities attorney.

Why Fitapelli Kurta?

We’re different. Our attorneys used to represent brokerage firms and investment banks; now we work exclusively on behalf of investors. But we have not forgotten the lessons we learned from the “enemy.”

We get results. Of course we cannot guarantee a successful outcome, but we can confidently report that we’ve recovered millions of dollars in lost funds for the investors we represent. Our founding partners are both SuperLawyers®; our firm has received numerous industry awards. We are regularly quoted in media and trade publications, from ABC News to the Wall Street Journal.

We only win if you win. Fitapelli Kurta takes every case on contingency, and only receives a fee if our clients collect a recovery.

Now What?

If you or someone you know has lost money investing with a broker or investment adviser in Utah, you may be able to recover your losses. It is imperative you act quickly, as the law sets a limited window to file a claim with FINRA.

Fitapelli Kurta services the following cities in Utah: Salt Lake City, Park City, Provo, St. George, Ogden, Moab, Orem, Sandy, Logan, and more. We offer telephone consultations nationwide: (877) 238-4175.