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Tennessee Securities Attorneys

Fitapelli Kurta is licensed to represent Tennessee investors, both by association with local counsel and through the Financial Industry Regulatory Authority (FINRA). Call (877) 238-4175 today for a free consultation.

How are Tennessee Investors Protected?

Tennessee investors are granted an array of rights and protections by the Tennessee Securities Act and the Tennessee Securities Rules.

These laws and rules are enforced by the Securities Division of the Tennessee Department of Commerce and Insurance, which is headquartered in Nashville.

The Tennessee Securities Division has a mission of ensuring the integrity of the securities industry in Tennessee. It combats fraud and unethical business practice by investigating complaints, taking action against bad actors, and providing educational resources for investors.

The Tennessee Securities Division may also work in tandem with other state and federal agencies, like the Securities and Exchange Commission and FINRA.

What the Tennessee Securities Division cannot do is represent investors in binding arbitration before a FINRA panel, which is where the majority securities complaints are heard.

Only private securities attorneys can defend represent investor interests in FINRA arbitration, which is why it is advisable for complainants to seek out the services of a knowledgable securities attorney.

What do I do Now?

If you have lost money investing with a broker or investment adviser in Tennessee, you may be able to recover lost funds. Call Fitapelli Kurta at (877) 238-4175 for a free consultation. You may have a limited window to file claims, so we recommend you act quickly.

Fitapelli Kurta services the following cities in Tennessee: Nashville, Memphis, Knoxville, Chattanooga, Gatlinburg, Pigeon Forge, Murfreesboro, and more.

Don’t delay – contact Fitapelli Kurta today.