Stock Fraud Claims
Financial investment losses resulting from securities fraud, investment fraud or stockbroker fraud are recoverable. Investors who lost money because of their stockbrokers or financial advisors mishandling of their investment accounts, should speak with a securities fraud attorney to see if they have a case.
If you think you have a case, please call the experienced securities attorneys at the law offices of Fitapelli Kurta. You will speak directly with an experienced securities fraud attorney to determine if you have a valid case. If you do, we will explain your options for recovering your losses.
Fitapelli Kurta routinely handles a wide variety of securities arbitration before FINRA (formerly National Association of Securities Dealers), throughout the United States. We are known for our extensive arbitration experience and legal practice involving FINRA on behalf of investors.
- Account Churning
- Boiler Rooms
- Breach of Contract
- Breach of Fiduciary Duty
- Failure to Diversify
- Failure to Execute Trades
- Failure to Supervise
- Financial Elder Abuse
- Ponzi Schemes
- Unauthorized Trading
- Understanding Selling Away or Private Security Transactions
- Broker Misconduct
- Pyramid Schemes
- What is FINRA?
- Margin Accounts
- Understanding FINRA Rule 3110
- Tips for Avoiding “Pump and Dump” Scams
- Suitability – Important Information for Every Investor
- FINRA Arbitration Basics
- FINRA Rule 2090: Know Your Customer