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South Dakota Securities Attorneys

The experienced and knowledgeable securities fraud attorneys at Fitapelli Kurta represent South Dakota investors through two methods: by associating with local counsel and through the Financial Industry Regulatory Authority (FINRA).

For context, most securities complaints are not heard in a courtroom; rather they are decided in binding arbitration before a FINRA panel. This is where Fitapelli Kurta excels.

If you have complaints regarding a South Dakota-based broker or investment adviser, you may be able to recover your losses. Call (877) 238-4175 for a free consultation today.

How are South Dakota Investors Protected?

The South Dakota Uniform Securities Act of 2002 gives investors a network of rights and protections, including the ability to seek redress in the event of unethical behavior by a broker or investment adviser.

The South Dakota Uniform Securities Act is enforced by the South Dakota Department of Labor and Regulation’s Division of Securities, which investigates complaints, upholds antifraud regulations, provides educational materials for investors, and makes sure securities and securities professionals comply with state and federal laws.

Unfortunately, the Division of Securities cannot represent investors in FINRA arbitration, which is where most securities complaints are decided. This is why we encourage investors to seek out the services of an experienced securities attorney if they hope to recover lost funds.

What Makes Fitapelli Kurta Different?

Our attorneys used to defend brokerage firms and investment banks against investor claims. Today work exclusively for investors, deploying their years of developing insider expertise to champion their clients.

We cannot guarantee results, but do have a record of success. We have recovered millions of dollars in damages for our clients. Both of Fitapelli Kurta’s founding partners are SuperLawyers®, and we have been awarded a number of industry honors. Our attorneys are often quoted in national media and trade publications, including the Wall Street Journal and ABC News.

We only get paid if and when you get paid. Fitapelli Kurta takes all cases on contingence, meaning we only receive a fee when our clients recover lost funds.

What Now?

If you have lost money investing with a broker or investment adviser in South Dakota, you may be entitled to recoup your losses. Call Fitapelli Kurta at (877) 238-4175 for a free consultation. You may have a limited window to file your claim, so we suggest you avoid delay.

Fitapelli Kurta offers telephone consultations nationwide and services the following cities in South Dakota: Sioux Falls, Rapid City, Pierre, Brookings, Sturgis, Aberdeen, Deadwood, Mitchell, Watertown, and more. Don’t delay – call us today.