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South Carolina Securities Attorneys

If you have complaints regarding, or have lost money investing with a South Carolina-based broker or investment adviser, you may be able to recover your losses. Call the securities and investment fraud law firm Fitapelli Kurta at (877) 238-4175 for a consultation – free.

Fitapelli Kurta is licensed to represent investors in Oklahoma both by associating with local counsel and through the Financial Industry Regulatory Authority (FINRA). Investors should be aware that most securities claims are not heard in a courtroom, but rather before a FINRA arbitration panel. This is where Fitapelli Kurta excels.

How are South Carolina Investors Protected?

In South Carolina, investors are protected by the South Carolina Uniform Securities Act of 2005. The Act is enforced by the Securities Division of the Office of the South Carolina Attorney General.

The Securities Division has several missions, including the registration of securities professionals, the registration of securities offered for sales, the development of educational initiatives and resources, and the protection of investor rights from fraudulent or unethical practices.

The Securities Division can bring action against securities professionals who engage in unethical business practices, or refer cases to FINRA, the Securities and Exchange Commission, and other agencies.

What the Securities Division cannot do is represent investors in FINRA arbitration, where most complaints are heard. Only a private securities attorney can do that, which is why it is advisable that aggrieved investors make use of the services of a securities attorney in the pursuit of lost funds.

Why Fitapelli Kurta?

We have a record of success, having recovered millions of dollars for our clients. Our attorneys have won industry awards like the Avvo Client’s Choice Award for Arbitration and a rating of “Preeminent” by Martindale-Hubbell. Both of our funding partners are SuperLawyers®.

We have unparalleled expertise, having spent years working defending broker-dealers and investment banks against investor claims. Today we work exclusively on behalf of investors, though our attorneys have not forgotten what they learned on the other side of the table.

We operate on contingency, and only collect a fee for clients who successfully recover lost funds.

What Should I do Now?

If you have complaints relating to a South Carolina-based broker or investment adviser, call Fitapelli Kurta for a free consultation: (877) 238-4175. You may be able to recover lost funds.

Fitapelli Kurta services the following cities in South Carolina: Charleston, Columbia, Myrtle Beach, Greenwood, Hilton Head Island, Clemson, Spartanburg, Mount Pleasant, and more. We offer free telephone consultations in Fitapelli Kurta and nationwide.

Do not delay – call Fitapelli Kurta today.