Rhode Island Securities Attorneys

The securities and investment fraud attorneys at Fitapelli Kurta are licensed to represent Rhode Island investors, whether by association with local counsel or through the Financial Industry Regulatory Authority (FINRA).

If you have complaints regarding or have lost money investing with a Rhode Island-based broker or investment adviser, call 877-238-4175 for a free consultation. You may be able to recover lost funds.

Rhode Island Investor Protections

The Rhode Island Uniform Securities Act gives investors a wide variety of rights and protections from securities fraud. It is enforced by the Rhode Island Department of Business Regulations’s Securities Regulation Division.

The Securities Regulation Division is responsible for registering securities professionals as well as certain securities offered for sale in Rhode Island. Each year it processes approximately 60,584 licenses and 7,412 registrations. It is also responsible for investigating allegations of misconduct and bring action against securities professionals who violate state and/or federal rules and regulations.

The Securities Regulation Division cannot, however, represent investors in binding arbitration before a FINRA panel, where the majority of securities complaints are decided. Only private securities attorneys can do this.

Why Fitapelli Kurta?

The experienced attorneys at Fitapelli Kurta used to work for large national law firms, defending investment banks and broker-dealer firms against investor complaints. Today they exclusively represent investors, deploying their inside experience to seek the best possible results for their clients.

Though we cannot guarantee a positive outcome, we can point to our record of success. Our attorneys have recovered millions of dollars for our clients. They have won numerous industry honors and are frequently quoted in trade publications as well as national media.

Finally, we work on contingency, which means we only receive a fee for clients who successfully recover lost funds.

Now What?

Fitapelli Kurta is based in Manhattan, but represents clients nationwide. We offer free telephone consultations across the US: call 877-238-4175.

We service the following cities in Rhode Island: Providence, Newport, Warwick, Cranston, Narragansett, Westerly, Woonsocket, East Providence, and more.

Don’t delay – call Fitapelli Kurta today.