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North Dakota Securities Attorneys

The seasoned securities attorneys at Fitapelli Kurta are based in New York, but they represent North Dakota investors through two methods: by association with local counsel and through the Financial Industry Regulatory Authority (FINRA).

The majority of securities complaints are not heard in a courtroom, but instead through binding arbitration before a FINRA panel. This is where Fitapelli Kurta excels.

If you have complaints regarding or have lost money investing with a North Dakota-based broker or investment adviser, you may be entitled to recover your losses. Call (877) 238-4175 for a free consultation.

How are North Dakota Investors Protected?

The North Dakota Securities Act establishes a network of rights and protections for North Dakota investors, and is enforced by the North Dakota Securities Department.

The North Dakota Securities Department is tasked with enforcing the laws that protect North Dakota investors from fraud and dishonest practice by securities professionals. It also provides a number of educational resources to promote financial literacy and help investors understand their rights.

All persons who wish to sell securities and provide investment advice in North Dakota are required to registered with the North Dakota Securities Department. Additionally, all securities offered for sale in North Dakota must be registered with the Department, as must any franchise a securities company opens in the state.

Why Fitapelli Kurta?

Our experienced attorneys offer a wealth of inside knowledge, having spent years working for the “enemy” when they defended large national brokerage firms and investment banks. Today all of our attorneys work exclusively on behalf of investors, deploying their expertise from the other side.

Though we cannot guarantee results, we can point to our record of success. Our attorneys have recovered millions of dollars in lost funds for our clients. Our founding partners are both SuperLawyers®, and Fitapelli Kurta has received numerous industry recognitions. We are regularly quoted in national media on investment-related issues, including the Wall Street Journal and ABC News.

Finally, we only get paid if and when you get paid. Fitapelli Kurta takes every case on a contingency basis, which means we receive a fee if and only if our clients recover lost funds.

What Should I do?

If you have suffered losses investing with a North Dakota-based broker or investment adviser, you may be entitled to recover your losses. Call the securities and investment fraud law firm Fitapelli Kurta at (877) 238-4175 for a free consultation. You may have a limited window to file your claim, so we encourage you to avoid delay.

Fitapelli Kurta services the following cities in North Dakota: Fargo, Bismarck, Grand Forks, Williston, Minot, Dickinson, West Fargo, Mandan, Jamestown, and more.

Don’t delay – call Fitapelli Kurta today.