Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on December 1, 2017 indicate that former New Jersey-based TD Ameritrade broker/adviser Ziad Jabri, also known as Zach Jabri, has been involved in resolved or pending customer disputes. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Jabri (CRD# 3180866).
Ziad Jabri has spent 18 years in the securities industry and has been registered with TD Ameritrade in Jersey City, New Jersey since 2010. Previous registrations include Wells Fargo Advisors in New York, New York (2006-2010); TD Ameritrade in New York, New York (2001-2006); UBS Painewebber in Weehawken, New Jersey (1999-2001); Emerson Bennett & Associates in Fort Lauderdale, Florida (1999); and Fin-Atlantic Securities in Jupiter, Florida (1999). He has passed six securities industry examinations: Series 66 (Uniform Combined State Law Examination), which he obtained on January 28, 2000; Series 63 (Uniform Securities Agent State Law Examination), which he obtained on March 5, 1999 Series 7 (General Securities Representative Examination), which he obtained on February 26, 1999; Series 9 (General Securities Sales Supervisor – Options Module Examination), which he obtained on September 3, 2013; Series 10 (General Securities Sales Supervisor – General Module Examination), which he obtained on February 25, 2013; and Series 24 (General Securities Principal Examination), which he obtained on October 24, 2011. He is a registered broker and investment adviser with 53 US states and territories.
According to his BrokerCheck report, he has passed one customer complaint, one pending customer complaint and one closed customer complaint.
In October 2017 a customer alleged Ziad Jabri, while employed at Wells Fargo Advisors, used aggressive sales tactics. The customer is seeking unspecified damages believed to be $5,000 or more in the pending complaint.
In 2008 a customer filed a complaint against Ziad Jabri, while he was employed at Wachovia Securities, in connection to the sale of auction rate securities prior to the widespread illiquidity in the market for auction rate securities. The complaint settled with the firms repurchase of the securities at par value, for $275,000.
In 2001 a customer alleged Ziad Jabri, while employed at UBS Painewebber, sold an unsuitable variable annuity product. The customer sought unspecified damages in the complaint, which was denied.
If you or someone you know has lost money investing with Ziad Jabri, also known as Zach Jabri, call Fitapelli Kurta at 877-238-4175 for a free consultation. You may be eligible to recoup your losses. Fitapelli Kurta accepts all cases on a contingency basis: we only get paid if and when you collect money. Time to file your claim may be limited, so we encourage you to avoid delay. Call 877-238-4175 now to speak to an attorney for free.