Publicly available records published by the Financial Industry Regulatory Authority (FINRA) and accessed on February 12, 2019 indicate that former Wisconsin-based LPL Financial broker/adviser William Schnepp was discharged from his former employer in connection to alleged rule violations and is currently not affiliated with any broker-dealer firm. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Schnepp (CRD# 1854941).
William Schnepp has spent eight years in the securities industry and was most recently registered with LPL Financial in Brookfield, Wisconsin (2015-2018). Previous registrations include MML Investors Services in Brookfield, Wisconsin (2012-2015); and New England Securities in Brookfield, Wisconsin (2009-2012). He has passed five securities industry examinations: Series 65 (Uniform Investment Adviser Law Examination), which he obtained on March 13, 2010; Series 63 (Uniform Securities Agent State Law Examination), which he obtained on November 29, 2009; SIE (Securities Industry Essentials Examination), which he obtained on April 4, 2018; Series 7 (General Securities Representative Examination), which he obtained on December 29, 2009; and Series 6 (Investment Company Products/Variable Contracts Representative Examination), which he obtained on November 22, 2009. He is currently not registered with any state, firm or self-regulatory organization.
According to his BrokerCheck report, he was recently discharged from his former employer in connection to alleged rule violations.
In March 2018 he was terminated from his position at LPL Financial in connection to allegations he impersonated a customer during a telephone call with an insurance company and additional allegations that he violated the firm’s policies and procedures regarding document signatures.
If you have lost money investing with William Schnepp, you may be able to recover your losses. Call Fitapelli Kurta at 877-238-4175 for a free consultation. All cases are taken on a contingency basis: Fitapelli Kurta only gets paid if and when you collect funds. Time to file your claim may be limited, so we encourage you to avoid delay. Call 877-238-4175 now to speak to an attorney for free.