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William Gillis: Most Recent Complaint Has Customer Seeking $1 million in Damages

William GillisPublic records published by the Financial Industry Regulatory Authority (FINRA) on April 17, 2017 indicate that former Seattle-based National Securities broker William Gillis has received several resolved or pending customer disputes and is currently not affiliated with any broker-dealer firm. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Gillis (CRD# 1198878).

William Gillis has spent 28 years in the securities industry and was most recently registered with National Securities Corporation in Seattle, Washington (2008-2015). Previous registrations include Wachovia Securities in Seattle (2001-2008); CIBC World Markets in New York, New York (1988-2001); and E.F. Hutton & Company (1986-1988).

According to his BrokerCheck report, he has received eight customer complaints and seven pending customer complaints.

In 2017 a customer alleged William Gillis, while employed at National Securities, made poor recommendations and provided poor advice. The customer is seeking $1,000,000 in damages in the pending complaint.

In 2016 a customer alleged William Gillis, while employed at National Securities, breached his fiduciary duty, acted negligently, misrepresented and omitted material facts, and breached contract. The customer is seeking $750,000 in damages in the pending complaint.

In 2016 a customer alleged William Gillis, while employed at National Securities, made unsuitable recommendations, breached his fiduciary duty, acted negligently, and misrepresented material facts. The customer is seeking more than $685,200 in damages in the pending complaint.

In 2015 a customer alleged he, while employed at National Securities, recommended unsuitable products, breached his fiduciary duty, acted negligently, misrepresented material facts, and omitted material facts. The complaint settled for $390,000.

In 2014 a party of customers alleged he, while employed at Wachovia Securities and Wells Fargo Advisors, misrepresented material facts and made unsuitable recommendations. The complaint settled $42,000.

In 2014 a customer alleged he, while employed at Wachovia Securities and National Securities, recommended unsuitable products and misrepresented material facts. The complaint settled for $25,000.

If you or someone you know has lost money investing with William Gillis, call Fitapelli Kurta at 877-238-4175 for a free consultation. You may be eligible to recoup your losses. Fitapelli Kurta accepts all cases on a contingency basis: we only get paid if and when you collect money. Time to file your claim may be limited, so we encourage you to avoid delay. Call 877-238-4175 now to speak to an attorney for free.

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