Public records published by the Financial Industry Regulatory Authority (FINRA) and accessed on May 2, 2018 indicate that New York-based Morgan Stanley broker Vincent Afflixio has received a customer dispute. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Afflixio (CRD# 1043147).
Vincent Afflixio has spent 36 years in the securities industry and has been registered with Morgan Stanley in Hauppage, New York since 2009. Previous registrations include Morgan Stanley & Company in Melville, New York (2007-2009); Morgan Stanley DW in Melville, New York (1995-2007); Smith Barney in New York, New York (1990-1995); and Kidder Peabody & Company in New York, New York (1982-1990). He has passed three securities industry examinations: Series 65 (Uniform Investment Adviser Law Examination), which he obtained on May 15, 1995; Series 63 (Uniform Securities Agent State Law Examination), which he obtained on May 7, 1982; and Series 7 (General Securities Representative Examination), which he obtained on April 17, 1982. He is a registered broker with twelve US states: Alabama, California, Colorado, Connecticut, Florida, Idaho, Maryland, Massachusetts, New Jersey, New York, North Carolina, and Washington. He is registered with four self-regulatory organizations (SROs): FINRA, NYSE American LLC, the Nasdaq Stock Market, and the New York Stock Exchange.
According to his BrokerCheck report, he has received one customer complaint and one denied customer complaint.
In January 2017 a customer alleged Vincent Afflixio, while employed at Morgan Stanley Smith Barney, recommended unsuitable investments in common and preferred stock products. The complaint settled for $153,000.
In 1998 a customer alleged Vincent Afflixio, while employed at Smith Barney, recommended unsuitable equities. The customer sought unspecified damages in the complaint, which was denied.
If you have lost money investing with Vincent Afflixio, you may be able to recover your losses. Call Fitapelli Kurta at 877-238-4175 for a free consultation. All cases are taken on a contingency basis: Fitapelli Kurta only gets paid if and when you collect funds. Time to file your claim may be limited, so we encourage you to avoid delay. Call 877-238-4175 now to speak to an attorney for free.