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Victor Rigoni, of Cetera Advisor Networks, Currently Involved in Two Customer Disputes Totalling Nearly $200,000

Victor Rigoni (CRD#: 4272056), a registered representative with Cetera Advisor Networks, LLC in Lake Forest, Illinois, is currently involved in two customer disputes totalling nearly $200,000, according to his BrokerCheck record accessed on January 23, 2020.

Victor Rigoni

On December 3, 2019, Victor Rigoni became involved in a customer dispute in which a client alleges that he breached his contract and made unsuitable investment recommendations. The client is requesting $99,000 in damages.

On May 13, 2019, a client filed a customer complaint against Victor Rigoni, alleging that he engaged in breach of fiduciary duty, common law fraud, and negligence. The client is requesting $100,000 in damages.

On October 26, 2018, Victor Rigoni became involved in a customer dispute in which a client alleged that he breached his contract, committed fraud, made misrepresentations, and violated rules established by the Financial Industry Regulatory Authority (FINRA). The client also alleged that Victor Rigoni breached his fiduciary duty, putting his interests ahead of the client’s interests.

On September 28, 2010, Victor Rigoni became involved in a customer dispute. Clients allege that, before moving to a new firm, Victor Rigoni liquidated holdings to try to generate new commissions with his new firm. The clients also allege that Victor Rigoni generated excessive commissions, recommended unsuitable investments, engaged in unauthorized trading, and made poor investment recommendations. The client requested $80,000 in damages; the matter was settled for $63,742.00.

Over his 19-year career in the securities industry, Victor Rigoni has worked for four broker-dealers. In addition to his current position with Cetera Advisor Networks LLC (CRD#: 13572), he has also worked for the following firms:

  • Summit Brokerage Services, Inc. (CRD#: 34643)
  • Cambridge Investment Research, Inc. (CRD#: 39543)
  • Edward Jones (CRD#: 250)

If Victor Rigoni was your broker and you have concerns about your investments, don’t hesitate to contact the securities attorneys of Fitapelli Kurta. Call (877) 238-4175 or email info@fkesq.com for your free case consultation.

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