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LPL Financial’s Tom Dellinger Has Customer Complaints

Tom Dellinger Publicly available records published by the Financial Industry Regulatory Authority (FINRA) on May 17, 2016 indicate that Virginia-based LPL Financial broker/adviser Tom Dellinger has been the subject of customer complaints. The securities and investment fraud law firm Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Dellinger (CRD# 864171).

Tom Dellinger has spent 37 years in the securities industry and has been registered with LPL Financial n Herndon, Virginia since 1996. Previous registrations include Wintergreen Financial Group, which has since been expelled by FINRA, in Port Washington, New York; Linsco/Private Ledger Corporation in Boston, Massachusetts; and First Investors Corporation in New York, New York. He is a registered broker and investment adviser with 35 US states and territories.

According to his BrokerCheck report, Tom Dellinger has received four customer complaints.

In 2011, a customer alleged Tom Dellinger, while employed at LPL Financial, provided unsuitable investment management. The complaint settled in 2012 for $125,000, to which Mr. Dellinger individually contributed $15,000.

In 2010, a customer alleged Tom Dellinger, while employed at LPL Financial, recommended an unsuitable exchange-traded fund transaction. The complaint settled for $7,500, to which Mr. Dellinger individually contributed $7,500.

In 2010, a customer alleged Tom Dellinger, while employed at LPL Financial, provided unsuitable investment management. The complaint settled in 2011 for $105,000.

In 2010, a customer alleged Tom Dellinger, while employed at LPL Financial, provided unsuitable investment management. The complaint settled in 2011 for $850,000.

If you or someone you know has lost money investing with Tom Dellinger, call the securities and investment fraud law firm Fitapelli Kurta at 877-238-4175 for a free consultation. You may be eligible to recoup your losses. Fitapelli Kurta accepts all cases on a contingency basis: Fitapelli Kurta only gets paid if and when you collect money. Time to file your claim may be limited, so we encourage you to avoid delay. Call 877-238-4175 now to speak to an attorney for free.

 

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