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Tiffany Altman, Arizona Broker, Involved in Investor Dispute

Tiffany Altman (CRD#: 5145572), a registered representative with Wells Fargo Clearing Services LLC (CRD#: 19616) and a Registered Investment Adviser (RIA) with Wells Fargo Clearing Services LLC (CRD#: 19616) in Tucson, Arizona, is currently involved in an investor dispute in which a customer is seeking more than $100,000 in damages, according to her BrokerCheck record accessed on July 19, 2020. What happened to lead to this dispute? Read on to learn more.

Tiffany Altman

On June 18, 2020, Tiffany Altman became involved in an investor dispute. A customer is alleging that Tiffany Altman engaged in fraudulent misrepresentation regarding fees that were charged for account transactions. The customers are seeking $132,374.67 in damages. The dispute is pending.

Tiffany Altman has passed the Series 66 – Uniform Combined State Law Examination, the SIE – Securities Industry Essentials Examination, the Series 31 – Futures Managed Funds Examination, and the Series 7 – General Securities Representative Examination. She is both a registered representative and a Registered Investment Adviser (RIA) in Texas and Arizona. She is also licensed to sell securities in California, Colorado, District of Columbia, Florida, Illinois, Kentucky, Massachusetts, Michigan, Missouri, Nevada, New Jersey, New Mexico, New York, Oregon, South Carolina, Tennessee, Utah, Vermont, Virginia, and Wyoming. 

Tiffany Altman has worked in the securities industry for 13 years. Over that time, she has worked for four firms. In addition to Wells Fargo Clearing Services LLC (CRD#: 19616) and Wells Fargo Clearing Services LLC (CRD#: 19616), she has also worked for:

  • Morgan Stanley (CRD#: 149777) — broker-dealer and investment adviser
  • Morgan Stanley & Co. Incorporated (CRD#: 8209) — broker-dealer and investment adviser
  • Morgan Stanley (CRD#: 7556) — broker-dealer and investment adviser

If Tiffany Altman was your broker and you have questions about your investments, don’t hesitate to contact the securities attorneys of Fitapelli Kurta to learn more about your options for investment loss recovery. Call (877) 238-4175 or email info@fkesq.com for your free case consultation with a securities attorney. 

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