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Articles Tagged with Worden Capital management

Publicly available records published by the Financial Industry Regulatory Authority (FINRA) and accessed on April 29, 2019 indicate that New York-based Worden Capital Management broker Gregory Dean has received numerous resolved or pending customer disputes. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Dean (CRD# 5822512). Gregory Dean has spent […]

Public records published by the Financial Industry Regulatory Authority (FINRA) and accessed on April 29, 2019 indicate that former New York-based Worden Capital Management broker Wesley Wallace, who has received resolved or pending customer disputes, is currently not affiliated with any broker-dealer firm. Fitapelli Kurta is interested in speaking to investors who have complaints regarding […]

Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on April 12, 2018 indicate that New York-based Worden Capital Management broker Joseph Todaro has received pending customer disputes. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Todaro (CRD# 5708585). Joseph Todaro has spent six years in […]

Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on July 13, 2017 indicate that former New York-based Worden Capital Management broker Michael Stanton has been sanctioned by FINRA and suspended from engaging in principal or supervisory activities. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. […]

Public records published by the Financial Industry Regulatory Authority (FINRA) on April 4, 2017 indicate that New York-based Worden Capital Management broker Michael Stanton has been named in resolved or pending customer and regulatory complaints. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Stanton (CRD# 1448072). Michael Stanton has spent […]

Public records published by the Financial Industry Regulatory Authority (FINRA) on April 4, 2017 indicate that New York-based Worden Capital Management broker William Athas has been the subject of resolved or pending customer disputes. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Athas (CRD# 3165470). William Athas has spent eighteen […]

Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) on January 18, 2017 indicate that New York-based Worden Capital Management broker John Lopinto has been the subject of customer disputes. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Lopinto (CRD# 4563735). John Lopinto has spent fourteen years in […]

Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) on December 19, 2016 indicate that New York-based Worden Capital Management broker Michael McMahon has been the subject of numerous resolved or pending customer disputes. The experienced attorneys at Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. McMahon (CRD# […]

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