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Articles Tagged with Wells Fargo Clearing Services

Public records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on March 12, 2019 indicate that former North Carolina-based Wells Fargo Clearing Services broker/adviser Stephen Klinger was recently terminated from a former employer in connection to alleged rule violations and is currently not affiliated with any broker-dealer firm. Fitapelli Kurta is interested in […]

Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on February 28, 2019 indicate that Montana-based Wells Fargo Clearing Services broker/adviser John Ross has received several customer disputes. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Ross (CRD# 4396022). John Ross has spent 17 years in […]

Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on February 22, 2019 indicate that Arizona-based Wells Fargo Clearing Services broker/adviser Bryan Benson has received resolved or pending customer disputes. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Benson (CRD# 807506). Bryan Benson has spent 43 […]

Public records published by the Financial Industry Regulatory Authority (FINRA) and accessed on February 21, 2019 indicate that Nevada and California-based Wells Fargo Clearing Services broker/adviser Richard Bernstein has received resolved or pending customer disputes. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Bernstein (CRD# 1113777). Richard Bernstein has spent […]

Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on February 20, 2019 indicate that Pennsylvania-based Wells Fargo Clearing Services broker/adviser Paul Porter has received several customer disputes. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Porter (CRD# 4327476). Paul Porter has spent 18 years in […]

Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on January 23, 2019 indicate that California-based Wells Fargo Clearing Services broker/adviser Allen Schreiber has received resolved or pending customer disputes. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Schreiber (CRD# 2935544). Allen Schreiber has spent 20 […]

Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on January 9, 2019 indicate that North Dakota-based Wells Fargo Clearing Services broker/adviser John Lenarz has received customer disputes. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Lenarz (CRD# 4059696). John Lenarz has spent 19 years in […]

Publicly available records published by the Financial Industry Regulatory Authority (FINRA) and accessed on December 28, 2018 indicate that California-based Wells Fargo Clearing Services broker/adviser Janet Berardino, also known as Janet Bowen, has received a pending customer dispute. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Ms. Berardino (CRD# 2161672). Janet […]

Publicly available records published by the Financial Industry Regulatory Authority (FINRA) and accessed on December 28, 2018 indicate that Indiana-based Wells Fargo Clearing Services broker/adviser David Dill has received resolved or pending customer disputes. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Dill (CRD# 2878249). David Dill has spent 20 […]

Publicly available records published by the Financial Industry Regulatory Authority (FINRA) and accessed on December 21, 2018 indicate that Maryland-based Wells Fargo Clearing Services broker Glenn Woolschlager has received resolved or pending customer disputes. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Woolschlager (CRD# 1801492). Glenn Woolschlager has spent 30 […]

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