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Articles Tagged with Wells Fargo Clearing Services

Fernando Panizzutti (CRD#: 4950691), a registered representative with Wells Fargo Clearing Services LLC (CRD#: 19616) in Miami, Florida, is currently involved in a pending customer dispute, according to his BrokerCheck record accessed on June 18, 2020. Read on to learn more. On May 21, 2020, a client alleged that Fernando Panizzutti recommended fraudulent investments. The […]

Freddy Berens (CRD#: 18877), a registered representative with Wells Fargo Clearing Services LLC (CRD#: 19616) in Miami, Florida, is currently embroiled in a pending customer dispute over Puerto Rican bonds in which a client is seeking $1.5 million in damages, according to his BrokerCheck record accessed on April 27, 2020. How did this dispute come […]

Tony Lapia (CRD#: 1560467), a registered representative with Wells Fargo Clearing Services, LLC (CRD#: 19616) in Houston, Texas, is currently involved in a pending customer dispute in which a client is seeking more than $100,000 in damages. A client is alleging that Tony Lapia’s trading strategy was unsuitable, according to his BrokerCheck record accessed on […]

Kevin Wolf (CRD#: 1067376), a registered representative with Wells Fargo Clearing Services, LLC of Naples, Florida, became involved in a pending customer dispute on July 10, 2019 in which a client alleges that he “made an unsuitable purchase of a life insurance policy,” according to his BrokerCheck report accessed on August 22, 2019. The client […]

Publicly available records published by the Financial Industry Regulatory Authority (FINRA) and accessed on April 29, 2019 indicate that Nevada-based Wells Fargo Clearing Services broker/adviser Richard Bernstein has received resolved or pending customer disputes. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Bernstein (CRD# 1113777). Richard Bernstein has spent 36 […]

Public records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on March 12, 2019 indicate that former North Carolina-based Wells Fargo Clearing Services broker/adviser Stephen Klinger was recently terminated from a former employer in connection to alleged rule violations and is currently not affiliated with any broker-dealer firm. Fitapelli Kurta is interested in […]

Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on February 28, 2019 indicate that Montana-based Wells Fargo Clearing Services broker/adviser John Ross has received several customer disputes. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Ross (CRD# 4396022). John Ross has spent 17 years in […]

Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on February 22, 2019 indicate that Arizona-based Wells Fargo Clearing Services broker/adviser Bryan Benson has received resolved or pending customer disputes. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Benson (CRD# 807506). Bryan Benson has spent 43 […]

Public records published by the Financial Industry Regulatory Authority (FINRA) and accessed on February 21, 2019 indicate that Nevada and California-based Wells Fargo Clearing Services broker/adviser Richard Bernstein has received resolved or pending customer disputes. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Bernstein (CRD# 1113777). Richard Bernstein has spent […]

Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on February 20, 2019 indicate that Pennsylvania-based Wells Fargo Clearing Services broker/adviser Paul Porter has received several customer disputes. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Porter (CRD# 4327476). Paul Porter has spent 18 years in […]

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