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Articles Tagged with Wells Fargo Clearing Services

Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on January 9, 2019 indicate that North Dakota-based Wells Fargo Clearing Services broker/adviser John Lenarz has received customer disputes. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Lenarz (CRD# 4059696). John Lenarz has spent 19 years in […]

Publicly available records published by the Financial Industry Regulatory Authority (FINRA) and accessed on December 28, 2018 indicate that California-based Wells Fargo Clearing Services broker/adviser Janet Berardino, also known as Janet Bowen, has received a pending customer dispute. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Ms. Berardino (CRD# 2161672). Janet […]

Publicly available records published by the Financial Industry Regulatory Authority (FINRA) and accessed on December 28, 2018 indicate that Indiana-based Wells Fargo Clearing Services broker/adviser David Dill has received resolved or pending customer disputes. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Dill (CRD# 2878249). David Dill has spent 20 […]

Publicly available records published by the Financial Industry Regulatory Authority (FINRA) and accessed on December 21, 2018 indicate that Maryland-based Wells Fargo Clearing Services broker Glenn Woolschlager has received resolved or pending customer disputes. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Woolschlager (CRD# 1801492). Glenn Woolschlager has spent 30 […]

Public records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on September 13, 2018 indicate that Washington DC-based Wells Fargo Clearing Services broker/adviser Lloyd Layton has been sanctioned by FINRA in connection to alleged rule violations and issued a suspension from acting as a broker. Fitapelli Kurta is interested in hearing from investors […]

Public records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on August 29, 2018 indicate that California-based Wells Fargo Clearing Services broker/adviser Ryan Robinson has received customer disputes. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Robinson (CRD# 2682661). Ryan Robinson has spent 22 years in the securities […]

Publicly available records published by the Financial Industry Regulatory Authority (FINRA) and accessed on August 29, 2018 indicate that former North Carolina-based Wells Fargo Clearing Services broker/adviser Walter Taylor was recently discharged from his former employer in connection to alleged rule violations and is currently not affiliated with any broker-dealer firm. Fitapelli Kurta is interested […]

Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on August 29, 2018 indicate that New Jersey-based Wells Fargo Clearing Services broker/adviser Allen Wilson has received resolved or pending customer disputes. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Wilson (CRD# 2420229). Allen Wilson has spent […]

Public records published by the Financial Industry Regulatory Authority (FINRA) and accessed on August 23, 2018 indicate that former California-based Wells Fargo Clearing Services broker/adviser James Schaedler, who has been barred by FINRA, recently received a new pending customer dispute. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Schaedler (CRD# […]

Publicly available records published by the Financial Industry Regulatory Authority (FINRA) and accessed on August 16, 2018 indicate that New York-based Wells Fargo Clearing Services broker Frank Veteran has been involved in resolved or pending customer disputes. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Veteran (CRD# 4330650). Frank Veteran […]

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