Super Lawyers
Million Dollar Advocates Forum
BBB Accredited Business

Articles Tagged with Wedbush Securities

Marc Winters (CRD#: 4053113), a former registered representative with Wedbush Securities, Inc. (CRD#: 877) in Los Angeles, California, has been terminated from Wedbush Securities, Inc. This comes three years after he was the subject of an SEC cease and desist order, according to Marc Winters’s BrokerCheck record accessed on March 4, 2020. On December 31, […]

Scott Andersen (CRD#: 4412679) is a registered representative with Wedbush Securities (CRD#: 877) who serves as Vice President, Investments at Wedbush Securities in Roseville, California. He is involved in a pending civil complaint for conversion and fraud filed on February 2, 2019, according to his BrokerCheck report accessed on August 12, 2019. This complaint was […]

Publicly available records provided by the Securities and Exchange Commission (SEC), as well as a March 27, 2018 report by Investment News indicate that the SEC has charged Wedbush Securities in connection to alleged supervisory failures. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Wedbush Securities (CRD# 877). According to the […]

The securities and investment fraud law firm Fitapelli Kurta is interested in hearing from investors who have complaints concerning California-based Raymond James broker/adviser Lisa Detanna (CRD# 1979568). Lisa Detanna has spent 25 years in the securities industry and has been registered with Raymond James Financial Services in Beverly Hills, California since 2011. Previous registrations include […]

Fitapelli Kurta is investigating customer complaints against stock broker Richard Lewis.  Mr. Lewis is currently registered with J.W. Cole Financial in Henderson, Nevada.  He was previously associated with LPL Financial and Wedbush Securities. On July 16, 2014, Richard Lewis and the Financial Industry Regulatory Authority entered into a letter of acceptance, waiver and consent, or […]

Contact Information