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Articles Tagged with Voya Financial Advisors

Public records published by the Financial Industry Regulatory Authority (FINRA) and accessed on January 9, 2019 indicate that former South Carolina-based Voya Financial Advisors broker James Flynn has been sanctioned by FINRA in connection to alleged rule violations and barred from acting as a broker or otherwise associating with a broker-dealer firm. Fitapelli Kurta is […]

Public records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on August 29, 2018 indicate that former South Carolina-based Voya Financial Advisors broker James Flynn, who has received several resolved or pending customer disputes, was recently sanctioned by FINRA in connection to alleged rule violations and suspended from acting as a broker. Fitapelli […]

Publicly available records published by the Financial Industry Regulatory Authority (FINRA) and accessed on May 7, 2018 indicate that Illinois-based Voya Financial Advisors broker Larry Laio has been involved in several customer disputes. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Laio (CRD# 1742714). Larry Laio has spent 30 years […]

Publicly available records published by the Financial Industry Regulatory Authority (FINRA) and accessed on April 18, 2018 indicate that former New York-based Voya Financial Advisors broker Jonathan Wiley was recently discharged from his former employer in connection to alleged rule violations and is currently not affiliated with any broker-dealer firm. Fitapelli Kurta is interested in […]

Public records published by the Financial Industry Regulatory Authority (FINRA) and accessed on November 28, 2017 indicate that Minnesota-based Voya Financial Advisors broker/adviser Michael Hogan has received a pending customer dispute. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Hogan (CRD# 1901482). Michael Hogan has spent 28 years in the […]

Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) on June 20, 2016 indicate that former New York-based Voya broker Frederick Monroe has been permanently barred from acting as a broker. The securities and investment fraud law firm Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Monroe (CRD# […]

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