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Articles Tagged with unregistered securities

The Securities and Exchange Commission (SEC) has charged former LPL Financial broker Kerry Hoffman (CRD#: 1061740) with securities fraud. He allegedly sold unregistered securities of GT Media, Inc. according to the SEC’s press release and his BrokerCheck record accessed on September 5, 2019. On July 1, 2019, the SEC charged Kerry Hoffman with securities fraud, […]

The securities and investment fraud law firm Fitapelli Kurta is interested in speaking to investors who have lost money investing in KGTA Petroleum Limited. (“KGTA”). KGTA is an Akron, Ohio-based oil and fuel-trading business that in 2014 was alleged to be a Ponzi scheme. In May 2014 the Securities and Exchange Commission (SEC) filed an […]

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