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Articles Tagged with TIC

Public records provided by the Financial Industry Regulatory Authority (FINRA) on July 6, 2016 indicate that Maryland-based Triad Advisors broker Edward Yegen has been the subject of customer complaints. The securities and investment fraud law firm Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Yegen (CRD# 801074). Edward Yegen has […]

Public records published by the Financial Industry Regulatory Authority (FINRA) on June 2, 2016 indicate that California-based Concorde Investment Services broker/adviser Damian Dering has received settled, withdrawn, or denied customer complaints. The securities and investment fraud law firm Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Dering (CRD# 2854253). Damian […]

The securities and investment fraud law firm Fitapelli Kurta is investigating allegations of misconduct against Virginia-based Kalos Capital broker/adviser James Ortlip (CRD# 4174290). James Ortlip has spent fifteen years in the securities industry and has been registered with Kalos Capital in Great Falls, Virginia since 2013. Previous registrations include Cetera Advisors in Great Falls, Virginia […]

  The securities and investment fraud law firm Fitapelli Kurta is interested in hearing from investors who have complaints regarding California-based JCC Advisors broker Angela Strauss (CRD# 5072754). Angela Strauss has spent four years in the securities industry and has been registered with the Pasadena, California office of JCC Advisors,  a part of JANAS Associates, […]

The securities and investment fraud law firm Fitapelli Kurta is interested in speaking to investors who have complaints regarding California-based broker Michelle Langer (CRD# 5048331). Michelle Langer has spent eight years in the securities industry and has been registered with Orchard Securities in Solana Beach, California since 2012. Previous registrations include Primex in New York, […]

The securities and investment fraud law firm Fitapelli Kurta is interested in speaking to investors who have complaints regarding California-based Charles Schwab broker/adviser Mark Johansen (CRD# 4521016). Mark Johanson has spent twelve years in the securities industry and has been registered with Charles Schwab & Company in San Ramon, California since 2012. Previous registrations include […]

The securities and investment fraud law firm Fitapelli Kurta is interested in hearing from investors who have complaints regarding Maryland-based Triad Advisors broker Timothy Tehan (CRD# 3230535). Timothy Tehan has spent sixteen years in the securities industry and has been registered with Triad Advisors in Bethesda, Maryland since 2007. Previous registrations include H. Beck in […]

According to records provided by the Financial Industry Regulatory Authority (FINRA), former New York-based JP Turner broker Victor Cassone is currently not licensed to act as a broker or an investment adviser. The securities and investment fraud law firm Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Cassone (CRD# 2312167). […]

The securities and investment fraud law firm Fitapelli Kurta is interested in speaking to investors who have complaints regarding Idaho-based Cetera Advisors broker/adviser Daniel McPherson (CRD# 4964802). Daniel McPherson has spent ten years in the securities industry and has been registered with Cetera Advisors in Idaho Falls, Idaho since 2012. Previous registrations include Pacific West […]

The securities and investment fraud law firm Fitapelli Kurta is interested in hearing from investors who have complaints regarding Wisconsin-based Cambridge Investment Research broker/adviser Eric Wegner (CRD# 2044977). Eric Wegner has spent fifteen years in the securities industry and has been registered with Cambridge Investment Research in Delafield, Wisconsin since 2013. Previous registrations include Sigma […]

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