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Articles Tagged with Tic Complaint

Public records provided by the Financial Industry Regulatory Authority (FINRA) on August 9, 2016 indicate that Oregon-based Concorde Investment Services broker Frank Dunn is the subject of a pending customer complaint. The securities and investment fraud law firm Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Dunn (CRD# 1075960). Frank […]

Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) on July 18, 2016 indicate that Colorado-based Presidential Brokerage broker/adviser Jason McBride has received several customer complaints. The securities and investment fraud law firm Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. McBride (CRD# 1875972). Jason McBride has spent […]

Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) on July 15, 2016 indicate that Maryland-based Ameriprise Financial Services broker/adviser Michael Sommerfield has received resolved or pending customer complaints. The securities and investment fraud law firm Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Sommerfield (CRD# 3015378). Michael […]

Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) on June 2, 2016 indicate that California-based Arete Wealth Management broker Sam Bhushan has been the subject of customer complaints. The securities and investment fraud law firm Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Bhushan (CRD# 4884717). Sam […]

Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) on March 2, 2016 indicate that California-based Woodbury Financial Services broker/adviser Daniel Dunn is the subject of several customer complaints. The securities and investment fraud law firm Fitapelli Kurta is investigating allegations of misconduct against Mr. Dunn (CRD# 3105100). Daniel Dunn has spent fifteen […]

According to publicly available information provided by the Financial Industry Regulatory Authority (FINRA) on February 29, 2016, Michigan and Georgia-based Concorde broker/adviser Gary Glover is the subject of several settled or pending customer complaints. The securities and investment fraud law firm Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Glover […]

The securities and investment fraud law firm Fitapelli Kurta is interested in speaking to investors who have complaints regarding California-based broker Michelle Langer (CRD# 5048331). Michelle Langer has spent eight years in the securities industry and has been registered with Orchard Securities in Solana Beach, California since 2012. Previous registrations include Primex in New York, […]

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