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Articles Tagged with Swan Shen

Publicly available records published by the Financial Industry Regulatory Authority (FINRA) on November 14, 2016 indicate that Massachusetts-based Capital Financial Services broker Swan Shen has received three regulatory sanctions. The securities and investment fraud law firm Fitapelli Kurta is interested in hearing from investors who have complaints regarding Ms. Shen (CRD# 3036612). Swan Shen has […]

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