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Articles Tagged with SunTrust

Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) on August 1, 2016 indicate that Florida-based International Assets Advisory broker/adviser Kevin Farrow has received resolved or pending customer complaints. The securities and investment fraud law firm Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Farrow (CRD# 4840279). Kevin […]

Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) on July 11, 2016 indicate that Tennessee-based United Planners Services of America a Limited Partner broker/adviser Charles Woodall Sr. was discharged from his previous employer. The securities and investment fraud law firm Fitapelli Kurta is interested in hearing from investors who have complaints regarding […]

According to the Financial Industry Regulatory Authority (FINRA), former Tennessee-based SunTrust broker Philip Johnson has signed a letter of Acceptance, Waiver, and Consent (AWC Letter) settling allegations of misconduct. The securities and investment fraud law firm Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Johnson (CRD# 501352). Philip Johnson has […]

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