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Articles Tagged with Summit Brokerage Services

Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on February 22, 2019 indicate that Connecticut-based Summit Brokerage Services broker/adviser Robert Berg has received resolved or pending customer disputes. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Berg (CRD# 1218879). Robert Berg has spent 34 years […]

Public records published by the Financial Industry Regulatory Authority (FINRA) and accessed on December 28, 2018 indicate that Illinois-based Summit Brokerage Services broker/adviser Victor Rigoni III has been involved with resolved or pending customer disputes. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Rigoni (CRD# 4272056). Victor Rigoni has spent […]

Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on November 14, 2018 indicate that Colorado-based Summit Brokerage Services broker/adviser Thomas Von Reckers has received a pending customer dispute. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Reckers (CRD# 704779). Thomas Von Reckers has spent 38 […]

Public records published by the Financial Industry Regulatory Authority (FINRA) on July 16, 2018 indicate that Florida-based Summit Brokerage Services broker/adviser Joel Kamphuis has received resolved or pending customer disputes. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Kamphuis (CRD# 1730775). Joel Kamphuis has spent 30 years in the securities […]

Publicly available records published by the Financial Industry Regulatory Authority (FINRA) on July 16, 2018 indicate that Florida-based Summit Brokerage Services broker/adviser Anthony Marcello has received resolved or pending customer disputes. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Marcello (CRD# 2844880). Anthony Marcello has spent 21 years in the […]

Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on June 6, 2018 indicate that Michigan-based Summit Brokerage Services broker Jeffrey Poosch has been involved in resolved or pending customer disputes. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Poosch (CRD# 2490703). Jeffrey Poosch has spent […]

Public records published by the Financial Industry Regulatory Authority (FINRA) and accessed on February 27, 2018 indicate that Florida-based Summit Brokerage Services broker/adviser Ronald Clark has been involved in resolved or pending customer disputes. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Clark (CRD3 1086724) Ronald Clark has spent thirty-three […]

Public records provided by the Financial Industry Regulatory Authority (FINRA) on January 8, 2018 indicate that former New York-based Summit Brokerage Services broker Christopher Jorgensen, who has been barred from acting as a broker, has received several resolved or pending customer disputes. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. […]

Publicly available records published by the Financial Industry Regulatory Authority (FINRA) and accessed on December 21, 2017 indicate that Florida-based Summit Brokerage Services broker/adviser John Raleigh has received a pending customer dispute. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Raleigh (CRD# 2061366). John Raleigh has spent 24 years in […]

Public records published by the Financial Industry Regulatory Authority (FINRA) and accessed on November 14, 2017 indicate that New York-based Summit Brokerage Services broker/adviser Michael Mathias has received more than a dozen resolved or pending customer disputes. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Mathias (CRD# 1349406). Michael Mathias […]

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