Super Lawyers
AVVO
Million Dollar Advocates Forum
Martindale-Hubbell
BBB Accredited Business

Articles Tagged with suitability

Barry Pechenik (CRD#: 1720138), a registered representative with Morgan Stanley (CRD#: 149777) in Dallas, Texas, is currently the subject of a customer complaint, according to published reports. An elderly investor alleges that this broker used an unsuitable options strategy, leading to significant investment losses. Read on to learn more. An elderly customer claims she incurred […]

Frank Avallone (CRD#: 4814368), a registered representative with National Securities Corporation (CRD#: 7569) in South Norwalk, Connecticut, is currently involved in two pending customer disputes over suitability, according to his BrokerCheck record accessed on May 7, 2020.  Read on to learn more. On November 7, 2019, a customer alleged that Frank Avallone recommended unsuitable investments. […]

Angelo Vitale (CRD#: 2793984), a registered representative with Alexander  Capital, L.P. (CRD#: 40077) in New York, New York is currently involved in a customer dispute in which a client is seeking nearly $400,000 in damages, according to his BrokerCheck record accessed on April 29, 2020. What happened to lead to this dispute? Read on to […]

Dennis Ayre (CRD#: 5365176), a registered representative with Hilltop Securities (CRD# 6220) in Beverly Hills, California, is currently embroiled in three customer disputes in which clients are seeking more than $8 million in damages, according to his BrokerCheck record accessed on April 20, 2020.  How did Dennis Ayre become involved in these disputes? On March […]

Viqas Akhtar (CRD#: 5624412), a registered representative with National Securities Corporation (CRD#: 7569) in Miami, Florida, is currently involved in two customer disputes over suitability, according to his BrokerCheck record accessed on April 23, 2020. It all started on March 4, 2020, when a customer filed a suitability complaint against Viqas Akhtar. The customer is […]

Robert Radli (CRD#: 1076710), a broker with Raymond James & Associates, Inc. (CRD#: 705) in Palm Beach Gardens, Florida, is currently involved in a customer dispute in which a client is seeking $800,000 in damages, according to his BrokerCheck record accessed on April 22, 2020. On March 24, 2020, a client filed a complaint against […]

Wes Crowley (CRD#: 2331281), a registered representative with Merrill Lynch, Pierce, Fenner & Smith Incorporated (CRD#: 7691) in Cleveland, Ohio, is currently involved in a customer dispute in which a client is seeking more than $1 million in damages, according to his BrokerCheck record accessed on April 21, 2020.  How did this dispute come about? […]

Eric Bachinsky (CRD#: 1002854), a registered representative with Raymond James & Associates, Inc. (CRD#: 705) in Palm Beach Gardens, Florida, is currently involved in a pending dispute over suitability in which a client is seeking over $200,000 in damages, according to his BrokerCheck record accessed on April 23, 2020. How did this dispute come about? […]

Tony Lapia (CRD#: 1560467), a registered representative with Wells Fargo Clearing Services, LLC (CRD#: 19616) in Houston, Texas, is currently involved in a pending customer dispute in which a client is seeking more than $100,000 in damages. A client is alleging that Tony Lapia’s trading strategy was unsuitable, according to his BrokerCheck record accessed on […]

Anthony Sica (CRD#: 1332626), a registered representative with Joseph Gunnar & Co. LLC (CRD#: 24795) in New York, New York, is currently involved in a dispute in which a customer alleges that he recommended unsuitable investments. The client is seeking $750,000 in damages and the matter is pending, according to Anthony Sica’s BrokerCheck record accessed […]

Contact Information