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Articles Tagged with Stephen Davis

The Massachusetts Securities Division has filed charges against Royal Alliance Associates, alleging the firm failed in its duty to supervise an “unsuitable investment made by one of the firm’s agents, which cost two investors nearly $60,000.” The representative in question, Stephen Davis, was also named in a charge alleging he breached his fiduciary duty, according […]

The securities and investment fraud law firm Fitapelli Kurta is interested in hearing from investors who have complaints regarding California-based Morgan Stanley broker/adviser Stephen Davis (CRD# 1264575). Stephen Davis has spent 31 years in the securities industry and has been registered with Morgan Stanley in Beverly Hills, California since 2009. Previous registrations include Citigroup Global […]

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