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Articles Tagged with Spartan Capital Securities

Pratul Agnihotri (CRD#: 4031797), a registered representative with SW Financial in Melville, New York, is currently under investigation by FINRA, the Financial Industry Regulatory Authority, according to his BrokerCheck record accessed on December 19, 2019. What’s going on? On October 18, 2019, FINRA “made a preliminary determination to recommend that disciplinary action be brought against” […]

Dean Kajouras (CRD#: 1436548), currently a registered representative with Fordham Financial Management, Inc. of New York, New York is being sued for breach of fiduciary duty, according to his BrokerCheck report accessed on August 6, 2019. On June 8, 2019, Dean Kajouras became involved in a customer dispute in which a client alleges, “misrepresentation, breach […]

Public records provided by the Financial Industry Regulatory Authority (FINRA) on June 9, 2017 indicate that New York-based Spartan Capital Securities broker Matthew Siliato has received pending or resolved customer disputes. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Siliato (CRD# 5062153). Matthew Siliato has spent ten years in the […]

Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) on April 6, 2017 indicate that New York-based Spartan Capital Securities broker Kostas Tsamos has been the subject of customer disputes. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Tsamos (CRD# 2782014). Kostas Tsamos has spent twenty years in […]

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