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Articles Tagged with Signator Investors

Public records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on August 29, 2018 indicate that former California-based Signator Investors broker Dee Dee Brooks, who is registered as an investment adviser with Global Financial Private Capital, recently resigned from her former broker-dealer firm in connection to alleged rule violations. Fitapelli Kurta is interested […]

Public records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on April 16, 2018 indicate that former Michigan-based Signator Investors broker/adviser David Ferwerda was recently discharged from his former employer in connection to alleged rule violations and has been named in an investigation by state regulatory authorities. Fitapelli Kurta is interested in speaking […]

Public records published by the Financial Industry Regulatory Authority (FINRA) and accessed on January 22, 2018 indicate that Maine-based Signator Investors broker Seth Fenn resigned from a former employer in connection to alleged policy violations. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Fenn (CRD# 6187295). Seth Fenn has spent […]

Publicly available records published by the Financial Industry Regulatory Authority (FINRA) on February 20, 2017 indicate that Virginia-based Signator Investors broker/adviser Kyle Murphy has been the subject of a customer dispute. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Murphy (CRD# 3260596). Kyle Murphy has spent fifteen years in the […]

Public records provided by the Financial Industry Regulatory Authority (FINRA) on July 6, 2016 indicate that Minnesota-based Signator Investors broker/adviser Thomas Hokr has been the subject of customer complaints. The securities and investment fraud law firm Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Hokr (CRD# 1194034). Thomas Hokr has […]

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