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Articles Tagged with securities america

Public records published by the Financial Industry Regulatory Authority (FINRA) and accessed on April 26, 2019 indicate that former Massachusetts-based Securities America broker/adviser Elliott Packer was recently discharged from his former employer in connection to alleged rule violations and is currently not affiliated with any broker-dealer firm. Fitapelli Kurta is interested in hearing from customers […]

Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on April 3, 2019 indicate that Nebraska-based broker-dealer firm Securities America has received more than 70 complaints from customers and regulatory authorities. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Securities America (CRD# 10205). Established in Delaware in […]

Public records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on February 22, 2019 indicate that Indiana-based Securities America broker/adviser Andrew Burdsall has been involved in resolved or pending customer disputes. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Burdsall (CRD# 4043145). Andrew Burdsall has spent 19 years […]

Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on February 20, 2019 indicate that Minnesota-based Securities America broker/adviser Craig Senn has received resolved or pending customer disputes. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Senn (CRD# 866245). Craig Senn has spent 22 years in […]

Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on December 28, 2018 indicate that New Jersey-based Securities America broker Frank Esposito has received a customer dispute. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Esposito (CRD# 2446746). Frank Esposito has spent 23 years in the […]

Public records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on September 13, 2018 indicate that former New Mexico-based Securities America broker/adviser Edward Schiavi was discharged from his former employer in connection to alleged rule violations and is currently not affiliated with any broker-dealer firm. Fitapelli Kurta is interested in speaking to investors […]

Public records published by the Financial Industry Regulatory Authority (FINRA) on July 16, 2018 indicate that Ohio-based Securities America broker/adviser Theodore Lorenzen has been involved in received resolved or pending customer disputes. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Lorenzen (CRD# 2044769). Theodore Lorenzen has spent 28 years in […]

Publicly available records published by the Financial Industry Regulatory Authority (FINRA) on May 16, 2018 indicate that Alabama-based Securities America broker/adviser Elliot Hicks is involved in a pending customer dispute. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Hicks (CRD# 4134850). Elliot Hicks has spent 18 years in the securities […]

Publicly available records published by the Financial Industry Regulatory Authority (FINRA) and accessed on March 20, 2018 indicate that Tennessee-based Securities America broker/adviser Thomas Wormsley has received a pending customer dispute. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Wormsley (CRD# 4976680). Thomas Wormsley has spent twelve years in the […]

Publicly available records published by the Financial Industry Regulatory Authority (FINRA) and accessed on February 9, 2018 indicate that Arizona-based Securities America broker John Kolody Kr. is involved in a pending customer dispute. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Kolody (CRD# 1780995). John Kolody has spent 30 years […]

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