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Articles Tagged with securities america

Bobby Coburn (CRD#: 1464789), formerly a registered representative with Securities America, Inc., has been barred from the securities industry, according to his BrokerCheck report accessed on September 17, 2019. Bobby Coburn entered into an Acceptance, Waiver, and Consent (AWC) in which he consented to the findings that he ‚Äúrefused to provide FINRA with requested information […]

Public records published by the Financial Industry Regulatory Authority (FINRA) and accessed on April 26, 2019 indicate that former Massachusetts-based Securities America broker/adviser Elliott Packer was recently discharged from his former employer in connection to alleged rule violations and is currently not affiliated with any broker-dealer firm. Fitapelli Kurta is interested in hearing from customers […]

Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on April 3, 2019 indicate that Nebraska-based broker-dealer firm Securities America has received more than 70 complaints from customers and regulatory authorities. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Securities America (CRD# 10205). Established in Delaware in […]

Public records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on February 22, 2019 indicate that Indiana-based Securities America broker/adviser Andrew Burdsall has been involved in resolved or pending customer disputes. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Burdsall (CRD# 4043145). Andrew Burdsall has spent 19 years […]

Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on February 20, 2019 indicate that Minnesota-based Securities America broker/adviser Craig Senn has received resolved or pending customer disputes. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Senn (CRD# 866245). Craig Senn has spent 22 years in […]

Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on December 28, 2018 indicate that New Jersey-based Securities America broker Frank Esposito has received a customer dispute. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Esposito (CRD# 2446746). Frank Esposito has spent 23 years in the […]

Public records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on September 13, 2018 indicate that former New Mexico-based Securities America broker/adviser Edward Schiavi was discharged from his former employer in connection to alleged rule violations and is currently not affiliated with any broker-dealer firm. Fitapelli Kurta is interested in speaking to investors […]

Public records published by the Financial Industry Regulatory Authority (FINRA) on July 16, 2018 indicate that Ohio-based Securities America broker/adviser Theodore Lorenzen has been involved in received resolved or pending customer disputes. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Lorenzen (CRD# 2044769). Theodore Lorenzen has spent 28 years in […]

Publicly available records published by the Financial Industry Regulatory Authority (FINRA) and accessed on March 20, 2018 indicate that Tennessee-based Securities America broker/adviser Thomas Wormsley has received a pending customer dispute. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Wormsley (CRD# 4976680). Thomas Wormsley has spent twelve years in the […]

Publicly available records published by the Financial Industry Regulatory Authority (FINRA) and accessed on February 9, 2018 indicate that Arizona-based Securities America broker John Kolody Kr. is involved in a pending customer dispute. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Kolody (CRD# 1780995). John Kolody has spent 30 years […]

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