Articles Tagged with resignation

Scott Reed, Arizona Broker, Resigns from Wells Fargo Clearing Services in Wake of Selling Away Allegations

May 22, 2020 | by Fitapelli Kurta

Scott Reed (CRD#: 3007033), a registered representative with First Financial Equity Corporation (CRD#: 16507) in Scottsdale, Arizona, recently resigned from his position with Wells Fargo Clearing Services LLC after the firm alleged that he engaged in selling away, according to his BrokerCheck record accessed on May 15, 2020. Read on to learn more about selling […]

Indianapolis-Based Broker Jason K. Williams Permitted to Resign from Thurston Springer Financial

September 4, 2019 | by Fitapelli Kurta

Jason K. Williams (CRD#: 4676003) was permitted to resign from Thurston Springer Financial on February 8, 2019 after he made unauthorized comments in an online forum regarding “a stock held in his own account and in the accounts of his clients,” according to his BrokerCheck report accessed on September 3, 2019. His recent resignation is […]