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Articles Tagged with Raymond James Financial

Publicly available records published by the Financial Industry Regulatory Authority (FINRA) on February 23, 2017 indicate that Florida-based Raymond James Financial Services broker/adviser Jeffrey Drapala has been named in a pending customer dispute. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Drapala (CRD# 1674124). Jeffrey Drapala has spent 21 years […]

Public records published by the Financial Industry Regulatory Authority (FINRA) on January 10, 2017 indicate that former Florida-based Raymond James Financial Services broker Craig Price has been terminated from his former employer and is currently not affiliated with any broker-dealer firm. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Price […]

Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) on November 10, 2016 indicate that Florida-based Raymond James Financial Services broker/adviser Jeffrey Hausinger has received one denied customer complaint and resigned from a former employer. The securities and investment fraud law firm Fitapelli Kurta is interested in hearing from investors who have complaints […]

Publicly available records published by the Financial Industry Regulatory Authority (FINRA) on June 16, 2016 indicate that former Pennsylvania-based Raymond James broker/adviser Jeffrey Ingros has been permanently barred from acting as a broker. The securities and investment fraud law firm Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Ingros (CRD# […]

Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) on May 4, 2016 indicate that former New York-based Raymond James Financial Services broker Ronald Rothchild is currently not licensed to act as a broker or an investment adviser. The securities and investment fraud law firm Fitapelli Kurta is interested in hearing from investors […]

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