Super Lawyers
AVVO
Million Dollar Advocates Forum
Martindale-Hubbell
BBB Accredited Business

Articles Tagged with Raymond James Financial Services

Publicly available records published by the Financial Industry Regulatory Authority (FINRA) and accessed on June 19, 2018 indicate that Illinois-based Raymond James Financial Services broker/adviser Joseph Johnson has been involved in resolved or pending customer disputes. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Joseph (CRD# 1412528). Joseph Johnson has […]

Publicly available records published by the Financial Industry Regulatory Authority (FINRA) and accessed on June 16, 2018 indicate that former Arkansas-based Raymond James Financial Services broker/adviser Robert Roach III, who has received a customer dispute, was recently discharged from his former employer in connection to alleged rule violations and is currently not affiliated with any […]

Publicly available records published by the Financial Industry Regulatory Authority (FINRA) on May 17, 2018 indicate that Massachusetts-based Raymond James Financial Services broker George Puliafico is involved in a pending customer dispute. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Puliafico (CRD# 1158596). George Puliafico has spent 34 years in […]

Publicly available records published by the Financial Industry Regulatory Authority (FINRA) and accessed on December 11, 2017 indicate that Florida-based Raymond James Financial Services broker/adviser Victor Connor has received resolved or pending customer disputes. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Connor (CRD# 843521). Victor Connor has spent 40 […]

Public records published by the Financial Industry Regulatory Authority (FINRA) and accessed on December 7, 2017 indicate that Michigan-based Raymond James Financial Services broker/adviser Gregory Collins is involved in a pending customer dispute. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Collins (CRD# 5594903). Gregory Collins has spent nine years […]

Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on December 7, 2017 indicate that Nevada-based Raymond James Financial Services broker/adviser Robert Disman is involved in resolved or pending customer disputes. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Disman (CRD# 1023099). Robert Disman has spent […]

Publicly available records published by the Financial Industry Regulatory Authority (FINRA) and accessed on December 1, 2017 indicate that former New Jersey-based Raymond James Financial Services broker/adviser Kenneth Fitzpatrick is involved in a pending customer dispute. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Fitzpatrick (CRD# 1850858). Kenneth Fitzpatrick has […]

Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on October 24, 2017 indicate that Massachusetts-based Raymond James Financial Services broker/adviser Stephen Hollingsworth has received customer disputes. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Hollingsworth (CRD# 1328648). Stephen Hollingsworth has spent 32 years in the […]

Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on October 9, 2017 indicate that former New York-based Raymond James Financial Services broker/adviser Robert Scherzer has been sanctioned by FINRA and suspended from acting as a broker. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Scherzer […]

Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on August 23, 2017 indicate that Texas-based Raymond James Financial Services broker/adviser Jack Woodward has received a pending customer dispute. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Woodward (CRD# 4893111). Jack Woodward has spent 12 years […]

Contact Information