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Articles Tagged with Raymond James & Associates

Public records published by the Financial Industry Regulatory Authority (FINRA) and accessed on February 22, 2019 indicate that California-based Raymond James & Associates broker/adviser William Council has received several pending customer disputes. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Council (CRD# 848504). William Council has spent 31 years in […]

Public records published by the Financial Industry Regulatory Authority (FINRA) and accessed on February 20, 2019 indicate that former Texas-based Raymond James & Associates broker/adviser Robert Howard was recently discharged from his former employer in connection to alleged rule violations and is currently not affiliated with any broker-dealer firm. Fitapelli Kurta is interested in speaking […]

Publicly available records published by the Financial Industry Regulatory Authority (FINRA) and accessed on February 7, 2019 indicate that former Massachusetts-based Raymond James & Associates broker Robert Clayson was discharged from his former employer in connection to alleged rule violations and is currently not affiliated with any broker-dealer firm. Fitapelli Kurta is interested in hearing […]

Public available records provided by the Financial Industry Regulatory Authority (FINRA) and accessed and accessed on December 18, 2018 indicate that Florida-based Raymond James & Associates broker/adviser Marc Miller has received a pending customer dispute. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Miller (CRD# 4521825). Marc Miller has spent […]

Public records published by the Financial Industry Regulatory Authority (FINRA) and accessed on October 25, 2018 indicate that Texas-based Raymond James & Associates broker/adviser Maria Hendershott has received resolved or pending customer disputes. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Ms. Hendershott (CRD# 818681). Maria Hendershott has spent 42 years […]

Public records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on September 26, 2018 indicate that Florida-based Raymond James & Associates broker/adviser Mitchell Silverman has been involved in several customer disputes. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Silverman (CRD# 500504). Mitchell Silverman has spent 42 years […]

Public records published by the Financial Industry Regulatory Authority (FINRA) and accessed on June 16, 2018 indicate that former Florida-based Raymond James & Associates broker/adviser Stephen Murray was recently sanctioned by FINRA in connection to alleged rule violations and suspended from acting as a broker. Fitapelli Kurta is interested in hearing from investors who have […]

Public records provided by the Financial Industry Regulatory Authority (FINRA) on May 22, 2018 indicate that former Illinois-based Raymond James & Associates broker/adviser Gregory Lane, who has been involved in a customer dispute, recently resigned from his former employer in connection to alleged rule violations and is currently not affiliated with any broker-dealer firm. Fitapelli […]

Publicly available provided published by the Financial Industry Regulatory Authority (FINRA) and accessed on March 23, 2018 indicate that former Tennessee-based Raymond James & Associates broker/adviser David Hydrick has received a pending customer dispute and is currently not affiliated with any broker-dealer firm. Fitapelli Kurta is interested in speaking to investors who have complaints regarding […]

Publicly available records published by the Financial Industry Regulatory Authority (FINRA) and accessed on March 11, 2018 indicate that South Carolina-based Raymond James & Associates broker/adviser Jeffrey Hull has received a pending customer dispute. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Hull (CRD# 1856407). Jeffrey Hull has spent 29 […]

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