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Articles Tagged with Pruco Securities

Jay Piekarczyk (CRD#: 1128773), formerly a registered representative with Pruco Securities, LLC in Joliet, Illinois, is currently under investigation by the Financial Industry Regulatory Authority (FINRA), according to his BrokerCheck record accessed on September 17, 2019. He is currently not affiliated with any member firm. On August 30, 2019, FINRA recommended that disciplinary action be […]

Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) on July 18, 2018 indicate that New York-based Pruco Securities broker Michael Arteca has received resolved or pending customer disputes. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Arteca (CRD# 4550695). Michael Arteca has spent 15 years in the […]

Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) on February 10, 2017 indicate that former New York-based Pruco Securities broker Hyun Cho, also known as Shawn Cho, has been permanently barred from acting as a broker or otherwise associating with firms that sell securities to the public. Fitapelli Kurta is interested in […]

Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) on November 21, 2016 indicate that former Florida-based Pruco Securities broker Winston Turner has been permanently barred from acting as a broker or otherwise associating with firms that sell securities to the public. The securities and investment fraud law firm Fitapelli Kurta is interested […]

Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) on September 27, 2016 indicate that Florida-based Pruco Securities broker/adviser Dean Dignoti has been the subject of customer complaints. The securities and investment fraud law firm Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Dignoti (CRD# 1501042). Dean Dignoti […]

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