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Articles Tagged with PFS Investments

Publicly available records published by the Financial Industry Regulatory Authority (FINRA) and accessed on April 26, 2019 indicate that former Florida-based PFS Investments broker Michael Pina, who has received a customer dispute, recently resigned from his former employer in connection to alleged rule violations and is currently not affiliated with any broker-dealer firm. Fitapelli Kurta […]

Public records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on April 16, 2019 indicate that former Texas-based PFS Investments broker Derrick Trussell has been sanctioned by FINRA in connection to alleged rule violations and barred from acting as a broker or otherwise associating with a broker-dealer firm. Fitapelli Kurta is interested in […]

Publicly available records published by the Financial Industry Regulatory Authority (FINRA) and accessed on February 12, 2019 indicate that Texas-based PFS Investments broker/adviser Scott Nordblom has received a customer dispute. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Nordblom (CRD# 2236507). Scott Nordblom has spent 26 years in the securities […]

Public records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on February 7, 2019 indicate that California-based PFS Investments broker Stephen Hendy has received a pending customer dispute. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Hendy (CRD# 3150129). Stephen Hendy has spent eleven years in the securities […]

Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on July 30, 2018 indicate that Maryland-based PFS Investments broker Stephen Powers has received a pending customer complaint. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Powers (CRD# 2048630). Stephen Powers has spent 28 years in the […]

Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) on October 14, 2016 indicate that former New York-based PFS Investments broker Gerard Cipolla has been permanently barred from acting as a broker or otherwise associating with firms that sell securities to the public. The securities and investment fraud law firm Fitapelli Kurta is […]

Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) on May 30, 2016 indicate that former Texas-based PFS Investments broker Anthony Blackshear has been sanctioned by FINRA. The securities and investment fraud law firm Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Blackshear (CRD# 4392612). Anthony Blackshear has […]

The securities and investment fraud law firm Fitapelli Kurta is interested in speaking to investors who have complaints regarding Missouri-based PFS Investments broker Ronald Robertson. Ronald Robertson has spent twenty-nine years in the securities industry and has been registered with PFS Investments in Lee’s Summit, Missouri since 1985. PFS Investments is an arm of Primerica. […]

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