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Articles Tagged with permitted to resign

Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) on April 20, 2016 indicate that New York-based Laidlaw broker Terrence Reagan is the subject of a customer complaint. The securities and investment fraud law firm Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Reagan (CRD# 2672751). Terrence Reagan […]

According to public records provided by the Financial Industry Regulatory Authority (FINRA) on February 16, 2016, New York-based KC Ward Financial broker Craig Dima is the subject of several sanctions and settled or pending customer complaints. The securities and investment fraud law firm Fitapelli Kurta is interested in hearing from investors who have complaints regarding […]

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