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Articles Tagged with pending complaints

Peter Huffman (CRD#: 5613027), a registered representative with Merrill Lynch, Pierce, Fenner & Smith Incorporated in La Jolla, California, is currently involved in a pending dispute in which a client is alleging he engaged in excessive trading to generate extra commissions (known as “churning”). The client is requesting $2,797,295 in damages, according to Peter Huffman’s […]

California-based TransAmerica Financial Advisors broker/adviser Rusty Hood is the subject of pending customer complaints. The securities and investment fraud law firm Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Hood (CRD# 4890998). Rusty Hood has spent eleven years in the securities industry and has been registered with TransAmerica Financial Advisors […]

Oregon-based Cetera Advisors broker/adviser George Merhoff is the subject of pending customer complaints. The securities and investment fraud law firm Fitapelli Kurta is investigating allegations of misconduct against Mr. Merhoff (CRD# 2918171). George Merhoff has spent eighteen years in the securities industry and has been registered with Cetera Advisors in Klamath Falls, Oregon since 2012. […]

California-based Ameriprise broker/adviser Cary Kievman is the subject of settled or pending customer complaints. The securities and investment fraud law firm Fitapelli Kurta is investigating allegations of misconduct against Mr. Kievman (CRD# 2804357). Cary Kievman has spent seventeen years in the securities industry and has been registered with Ameriprise Financial Services in Westlake Village, California […]

Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) on March 7, 2016 state that California-based Morgan Stanley broker/adviser Jam Manauchehri is the subject of a pending customer complaint. The securities and investment fraud law firm Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Manauchehri (CRD# 4378235). Jam […]

The securities and investment fraud law firm Fitapelli Kurta is interested in hearing from investors who have complaints regarding California-based B. Riley & Company broker Norman Caris (CRD# 40535). Norman Caris has spent 46 years in the securities industry and has been registered with B. Riley & Company in Los Angeles, California since 2012. Previous […]

The securities and investment fraud law firm Fitapelli Kurta is interested in hearing from investors who have complaints regarding New York-based Aegis broker, Bruce Stark (CRD# 2912344). Stockbroker, Bruce Stark, has spent eighteen years in the securities industry and has been registered with Aegis Capital in Melville, New York since 2012. Previous registrations include Obsidian […]

The securities and investment fraud law firm Fitapelli Kurta is investigating allegations of misconduct against New Jersey-based Wells Fargo broker/adviser Zakhour H. Chivi (CRD# 1987360). Zakhour H. Chivi has spent 26 years in the securities industry and has been registered with Wells Fargo Advisors in Red Bank, New Jersey since 1999. Previous registrations include First […]

The securities and investment fraud law firm Fitapelli Kurta is interested in hearing from investors who have complaints regarding New York-based Network 1 Financial broker Michael Molinaro (CRD# 2358346). Michael Molinaro has spent 19 years in the securities industry and has been registered with Network 1 Financial Services in Syosset and Great Neck, New York, […]

The securities and investment fraud law firm Fitapelli Kurta is interested in hearing from investors who have complaints regarding New York-based Hazard & Siegel broker Russell Grosjean (CRD# 1218349). Russell Grosjean has spent thirty years in the securities industry and has been registered with Hazard & Siegel in Cheektowaga, New York since 2013. Previous registrations […]

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