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Articles Tagged with Outside Business Activities

Eric Savell (CRD#: 4182368), formerly a registered representative with LPL Financial, has been suspended by FINRA for failing to disclose outside business activities. According to his BrokerCheck record accessed on August 27, 2019, Eric Savell entered into an Acceptance, Waiver, and Consent (AWC) with FINRA on August 5, 2019. According to the complaint, “… Savell […]

Robert Henderson Jr. (CRD#: 1160413), CEO of Henderson Group in Miami Lakes, Florida and a 34-year veteran of the securities industry, has been the subject of multiple customer disputes and has multiple judgments/liens against him. He is currently registered with IFS Securities (CRD#: 40375). On July 8, 2019, FINRA, the Financial Industry Regulatory Authority, launched […]

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