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Articles Tagged with options strategy

Barry Pechenik (CRD#: 1720138), a registered representative with Morgan Stanley (CRD#: 149777) in Dallas, Texas, is currently the subject of a customer complaint, according to published reports. An elderly investor alleges that this broker used an unsuitable options strategy, leading to significant investment losses. Read on to learn more. An elderly customer claims she incurred […]

James Kelly (CRD#: 4362408), a registered representative with UBS Financial Services, Inc. (CRD#: 8174) in Chicago, Illinois, is currently involved in two pending customer disputes in which customers are seeking a total of $800,000 in damages, according to his BrokerCheck record accessed on May 8, 2020. Read on to learn more about what led to […]

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