Super Lawyers
AVVO
Million Dollar Advocates Forum
Martindale-Hubbell

Articles Tagged with Oppenheimer & Company

Public records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on April 16, 2019 indicate that former Washington DC-based Oppenheimer & Company broker/adviser Bruce Tuinier, who has received a pending customer dispute, is currently not affiliated with any broker-dealer firm. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. […]

Public records published by the Financial Industry Regulatory Authority (FINRA) and accessed on April 3, 2019 indicate that Nebraska-based broker-dealer firm Oppenheimer & Company has received more than 250 complaints from customers and regulatory authorities. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Oppenheimer & Company (CRD# 249). Established in New […]

A March 1, 2019 article by AdvisorHub reports that Oppenheimer & Company has offered to return $3.5 million in funds to investors who were eligible to purchase less expensive mutual fund share classes between 2014 and 2018, as part of the Securities and Exchange Commission’s “amnesty program” for firms that self-report violations involving mutual fund […]

Publicly available records published by the Financial Industry Regulatory Authority (FINRA) and accessed on February 7, 2019 indicate that former Missouri-based Oppenheimer & Company broker/adviser David Reid, who has received a pending customer dispute, recently resigned from his former employer in connection to alleged rule violations and is currently not affiliated with any broker-dealer firm. […]

Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on January 18, 2019 indicate that New York-based broker-dealer Oppenheimer & Company was recently found liable for and ordered to pay an award of more than $250,000 in arbitration proceedings with a customer. Fitapelli Kurta is interested in speaking to investors who […]

Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on January 16, 2019 indicate that New York-based Oppenheimer & Company broker Jonathan Gold has received a pending customer complaint. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Gold (CRD# 1010319). Jonathan Gold has spent 36 years […]

Publicly available records published by the Financial Industry Regulatory Authority (FINRA) and accessed on October 30, 2018 indicate that Florida-based Oppenheimer & Company broker/adviser Steven Schultz has received a pending customer dispute. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Schultz (CRD# 1764802). Steven Schultz has spent 21 years in […]

Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on September 25, 2018 indicate that Florida-based Oppenheimer & Company broker/adviser Ronald Bucher, who has received customer disputes, recently resigned from a former employer in connection to alleged rule violations. Fitapelli Kurta is interested in speaking to investors who have complaints regarding […]

Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on May 30, 2018 indicate that former New Jersey-based Oppenheimer & Company broker/adviser Paul Dangelo was recently discharged from his former employer in connection to alleged rule violations and is currently not affiliated with any broker-dealer firm. Fitapelli Kurta is interested in […]

Public records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on February 22, 2018 indicate that former Texas-based Oppenheimer & Company broker/adviser David Krumrey has been sanctioned by FINRA in connection to alleged rule violations and suspended from acting as a broker. Fitapelli Kurta is interested in hearing from investors who have complaints […]

Contact Information