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Articles Tagged with Oppenheimer & Company

Publicly available records published by the Financial Industry Regulatory Authority (FINRA) and accessed on February 7, 2019 indicate that former Missouri-based Oppenheimer & Company broker/adviser David Reid, who has received a pending customer dispute, recently resigned from his former employer in connection to alleged rule violations and is currently not affiliated with any broker-dealer firm. […]

Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on January 18, 2019 indicate that New York-based broker-dealer Oppenheimer & Company was recently found liable for and ordered to pay an award of more than $250,000 in arbitration proceedings with a customer. Fitapelli Kurta is interested in speaking to investors who […]

Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on January 16, 2019 indicate that New York-based Oppenheimer & Company broker Jonathan Gold has received a pending customer complaint. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Gold (CRD# 1010319). Jonathan Gold has spent 36 years […]

Publicly available records published by the Financial Industry Regulatory Authority (FINRA) and accessed on October 30, 2018 indicate that Florida-based Oppenheimer & Company broker/adviser Steven Schultz has received a pending customer dispute. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Schultz (CRD# 1764802). Steven Schultz has spent 21 years in […]

Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on September 25, 2018 indicate that Florida-based Oppenheimer & Company broker/adviser Ronald Bucher, who has received customer disputes, recently resigned from a former employer in connection to alleged rule violations. Fitapelli Kurta is interested in speaking to investors who have complaints regarding […]

Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on May 30, 2018 indicate that former New Jersey-based Oppenheimer & Company broker/adviser Paul Dangelo was recently discharged from his former employer in connection to alleged rule violations and is currently not affiliated with any broker-dealer firm. Fitapelli Kurta is interested in […]

Public records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on February 22, 2018 indicate that former Texas-based Oppenheimer & Company broker/adviser David Krumrey has been sanctioned by FINRA in connection to alleged rule violations and suspended from acting as a broker. Fitapelli Kurta is interested in hearing from investors who have complaints […]

Public records published by the Financial Industry Regulatory Authority (FINRA) and accessed on February 9, 2018 indicate that New Jersey-based Oppenheimer & Company broker/adviser Paul Dangelo has been involved in customer disputes. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Dangelo (CRD# 1837472). Paul Dangelo has spent 28 years in […]

Publicly available records published by the Financial Industry Regulatory Authority (FINRA) and accessed on December 23, 2017 indicate that Connecticut-based Oppenheimer & Company broker/adviser Patrick Colligan has been the subject of denied customer disputes. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Colligan (CRD# 1716546). Patrick Colligan has spent 25 […]

Publicly available records published by the Financial Industry Regulatory Authority (FINRA) and accessed on December 22, 2017 indicate that former New York-based Oppenheimer & Company broker Leslie Flaum is involved in pending customer disputes and is currently not affiliated with any broker-dealer firm. Fitapelli Kurta is interested in speaking to investors who have complaints regarding […]

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