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Articles Tagged with nontraditional etfs

In December 2014, Leonid Yurovsky entered into a settlement with the Arkansas Securities Commissioner. According to the agreement, The Arkansas Securities Department alleged Leonid Yurovsky engaged in excessive trading and unsuitable securities sales while he was acting as an agent for two customers.

Broker-dealer firm Feltl & Co. was fined $225,000 and ordered to pay over $13,000 in restitution to aggrieved customers who suffered financial losses as a result of Feltl & Co. brokers who recommended unsuitable nontraditional ETFs (Exchange-Traded Funds)

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