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Articles Tagged with national securities

According to a whistleblower complaint, in September 2018, Michael Mullen of National Securities Corporation (NSC) allegedly engaged in insider trading of stocks of TG Therapeutics—a subsidiary of NSC’s parent company Fortress Biotech, Inc—days before the biopharmaceutical company announced the disappointing results of their clinical trials for “U2,” a potential treatment for chronic lymphocytic leukemia. According […]

Publicly available records published by the Financial Industry Regulatory Authority (FINRA) and accessed on January 23, 2019 indicate that former Illinois-based National Securities broker Leonard McAbee has received resolved or pending customer disputes and is currently not affiliated with any broker-dealer firm. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. […]

Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on February 26, 2018 indicate that Connecticut-based National Securities broker Stuart Updegrove has received resolved or pending customer disputes. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Updegrove (CRD# 2273334). Stuart Updegrove has spent 25 years in […]

Publicly available records published by the Financial Industry Regulatory Authority (FINRA) and accessed on November 2, 2017 indicate that New Jersey-based National Securities broker Baris Alkoc is involved in a pending customer dispute. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Alkoc (CRD# 5959206). Baris Alkoc has spent five years […]

Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on July 31, 2017 indicate that Illinois-based National Securities broker Jack Bruscianelli has received resolved or pending customer disputes. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Bruscianelli (CRD# 2113986). Jack Bruscianelli has spent 26 years in […]

Public records published by the Financial Industry Regulatory Authority (FINRA) on June 19, 2017 indicate that former New York-based National Securities broker Renos Gordos, also known as Ray Gordos, is currently not affiliated with any broker-dealer firm. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Gordos (CRD# 4665299). Ray Gordos […]

Publicly available records published by the Financial Industry Regulatory Authority (FINRA) on May 9, 2017 indicate that Florida-based National Securities broker Mohammed Sheikh has been named in resolved or pending customer disputes. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Sheikh (CRD# 4222384). Mohammed Sheikh has spent sixteen years in […]

Public records published by the Financial Industry Regulatory Authority (FINRA) on May 2, 2017 indicate that former New Jersey-based National Securities broker Saimir Collaku has been sanctioned by FINRA and barred from acting as a broker. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Collaku (CRD# 5969154). Saimir Collaku has […]

Public records published by the Financial Industry Regulatory Authority (FINRA) on April 17, 2017 indicate that former Seattle-based National Securities broker William Gillis has received several resolved or pending customer disputes and is currently not affiliated with any broker-dealer firm. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Gillis (CRD# […]

Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) on February 10, 2017 indicate that former Florida-based National Securities broker Shannon Parkoff-Moskoff has been permanently barred from acting as a broker or otherwise associating with firms that sell securities to the public. Fitapelli Kurta is interested in hearing from investors who have complaints […]

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