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Articles Tagged with National Securities Corporation

Mark Cline (CRD#: 3206962), a registered representative with National Securities Corporation (CRD#: 7569) in Wildwood, Florida, is currently involved in 12 customer disputes over unsuitable investments, according to his BrokerCheck record accessed on March 3, 2020. All of the disputes involve allegations that Mark Cline recommended unsuitable investments. Date of Customer Dispute Nature of Dispute […]

Robert Mann (CRD#: 2847134), a registered representative with National Securities Corporation (CRD#: 7569) in Plainview, New York, is currently involved in a $175,000 customer dispute over suitability, according to his BrokerCheck record accessed on February 24, 2020. The client, who filed the complaint on January 8, 2020, alleges that Robert Mann engaged in “unsuitable investment […]

Michael Burkoff (CRD#: 2751980), a registered representative with National Securities Corporation (CRD#: 7569), is currently involved in a pending customer dispute over unsuitable investments, according to his BrokerCheck record accessed on November 23, 2020. On December 2, 2019, a customer filed a complaint against Michael Burkoff, alleging that he recommended unsuitable investments and breached his […]

William Braun (CRD#: 1271500), a registered representative with National Securities Corporation (CRD#: 7569), is currently involved in five customer disputes over private placements and unsuitable investment recommendations, according to his BrokerCheck record accessed on January 8, 2020. On October 18, 2019, William Braun became involved in a $200,000 customer dispute. A customer alleges that he […]

Rushdi Zalatimo (CRD#: 3105039), a registered representative with National Securities Corporation (CRD#: 7569) of Jersey City, New Jersey, is currently involved in a $200,000 customer dispute over private placements, according to his BrokerCheck record accessed on December 11, 2019. On September 3, 2019, he became involved in a customer dispute in which a client alleged […]

Publicly available records published by the Financial Industry Regulatory Authority (FINRA) and accessed on April 2, 2019 indicate that Washington-based broker-dealer firm National Securities Corporation has received more than 70 complaints from customers and regulatory authorities. Fitapelli Kurta is interested in hearing from investors who have complaints regarding National Securities Corporation (CRD# 7569). Established in […]

Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on September 13, 2018 indicate that New York-based National Securities Corporation broker/adviser Ronald Rothchild has received resolved or pending customer disputes. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Rothchild (CRD# 4491932). Ronald Rothchild has spent 15 […]

Publicly available records published by the Financial Industry Regulatory Authority (FINRA) and accessed on August 21, 2018 indicate that New York-based National Securities Corporation broker Kevin Wilson is involved in a pending customer dispute. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Wilson (CRD# 3262701). Kevin Wilson has spent 18 […]

Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on May 30, 2018 indicate that former Illinois-based National Securities Corporation broker Rick Konecny, who has received several resolved or pending customer disputes, has been sanctioned by FINRA and barred from acting as a broker or otherwise associating with a broker-dealer firm. […]

John Moy (CRD# 848350), a Florida-based registered representative with Newbridge Securities Corporation (CRD#: 104065), has been fired for a second time, this time for violating policies at his firm at the time, National Securities Corporation, regarding variable annuity liquidations, according to his BrokerCheck record accessed on January 14, 2020. He is also currently involved in […]

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