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Articles Tagged with National Securities Corporation

Publicly available records published by the Financial Industry Regulatory Authority (FINRA) and accessed on April 2, 2019 indicate that Washington-based broker-dealer firm National Securities Corporation has received more than 70 complaints from customers and regulatory authorities. Fitapelli Kurta is interested in hearing from investors who have complaints regarding National Securities Corporation (CRD# 7569). Established in […]

Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on September 13, 2018 indicate that New York-based National Securities Corporation broker/adviser Ronald Rothchild has received resolved or pending customer disputes. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Rothchild (CRD# 4491932). Ronald Rothchild has spent 15 […]

Publicly available records published by the Financial Industry Regulatory Authority (FINRA) and accessed on August 21, 2018 indicate that New York-based National Securities Corporation broker Kevin Wilson is involved in a pending customer dispute. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Wilson (CRD# 3262701). Kevin Wilson has spent 18 […]

Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on May 30, 2018 indicate that former Illinois-based National Securities Corporation broker Rick Konecny, who has received several resolved or pending customer disputes, has been sanctioned by FINRA and barred from acting as a broker or otherwise associating with a broker-dealer firm. […]

Publicly available records published by the Financial Industry Regulatory Authority (FINRA) and accessed on May 1, 2018 indicate that Florida-based National Securities Corporation broker/adviser John Moy has received several customer disputes and is currently not affiliated with any broker-dealer firm. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Moy (CRD# […]

Public records published by the Financial Industry Regulatory Authority (FINRA) and accessed on January 8, 2018 indicate that New York-based National Securities Corporation broker Michael Blueweiss, who has been involved in a customer dispute, was discharged from his former employer in connection to alleged rule violations and is currently not affiliated with any broker-dealer firm. […]

Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on December 5, 2017 indicate that New Jersey-based National Securities Corporation broker/adviser Edward Caruth has been involved in resolved or pending customer disputes. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Caruth (CRD# 5556104). Edward Caruth has […]

It may be possible for Miller Energy Resources stock investors to recover all or a portion of their investment losses by filing a lawsuit against the financial advisors who marketed and recommended the investment.  Our firm has worked with many investors in Miller Energy Resources stock and we have already successfully recovered funds on their […]

Publicly available records published by the Financial Industry Regulatory Authority (FINRA) and accessed on October 10, 2017 indicate that New York-based National Securities Corporation broker Joseph Varvara has received resolved or pending customer disputes. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Varvara (CRD# 4988088). Joseph Varvara has spent 11 […]

Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on September 7, 2017 indicate that New Jersey-based National Securities Corporation broker Jonathan Iraggi recently resigned from a former employer in connection to alleged rule violations. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Iraggi (CRD# 5857254). […]

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