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Articles Tagged with mutual funds

Kevin Wolf (CRD#: 1067376), a registered representative with Wells Fargo Clearing Services, LLC of Naples, Florida, became involved in a pending customer dispute on July 10, 2019 in which a client alleges that he “made an unsuitable purchase of a life insurance policy,” according to his BrokerCheck report accessed on August 22, 2019. The client […]

Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) on August 16, 2016 indicate that Georgia-based Raymond James & Associates broker/adviser William Lellyett, Jr. has been the subject of several customer complaints. The securities and investment fraud law firm Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Lellylett […]

Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) on May 12, 2016 indicate that Missouri-based NYLife Securities broker/adviser David Colflesh has received numerous pending customer complaints. The securities and investment fraud law firm Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Colflesh (CRD# 1184117). David Colflesh has […]

The securities and investment fraud law firm Fitapelli Kurta is interested in speaking to investors who have complaints regarding Missouri-based LPL Financial broker and investment adviser Michael Sluhan (CRD# 3183641). Michael Sluhan has spent sixteen years in the securities industry and has been registered with LPL Financial in Town & Country, Missouri since 2008. Previous […]

The securities and investment fraud law firm Fitapelli Kurta is interested in speaking to investors who have complaints regarding Florida-based American Portfolios Financial Services broker/adviser Louise Harrison, also known as Louise Kantor and Louise Ann Kantor (CRD# 1260653). Louise Harrison has spent 31 years in the securities industry and has been registered with American Portfolios […]

The securities fraud law firm, Fitapelli Kurta, is investigating claims against brokers and broker-dealer firms, such as Raymond James Financial and RBC Wealth Management, who offered or sold Virtus Alpha Sector Funds to investors

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