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Articles Tagged with MML Investors Services

Publicly available records published by the Financial Industry Regulatory Authority (FINRA) and accessed on December 28, 2018 indicate that Arizona-based MML Investors Services broker Michael Lucas has received a pending customer dispute. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Lucas (CRD# 5695141). Michael Lucas has spent eight years in […]

Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on October 22, 2018 indicate that former Nebraska-based MML Investors Services broker/adviser Chad Mackland was recently terminated from his former employer in connection to alleged rule violations and is currently not affiliated with any broker-dealer firm. Fitapelli Kurta is interested in hearing […]

Public records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on August 29, 2018 indicate that Indiana-based MML Investors Services broker Michael Forester has received resolved or pending customer disputes. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Forester (CRD# 5975985). Michael Forester has spent six years in […]

Public records published by the Financial Industry Regulatory Authority (FINRA) and accessed on August 17, 2018 indicate that Pennsylvania-based MML Investors’ Services broker/adviser Kevin Canfield has received resolved or pending customer disputes. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Canfield (CRD# 2286759). Kevin Canfield has spent 25 years in […]

Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on July 30, 2018 indicate that California-based MML Investors Services broker Andrew Berleth is involved in a pending customer dispute. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Berleth (CRD# 1476284). Andrew Berleth has spent 32 years […]

Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) on May 17, 2018 indicate that Ohio-based MML Investors Services broker/adviser Mark Cramer is involved in a pending customer dispute. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Cramer (CRD# 1313587). Mark Cramer has spent thirty-three years in the […]

Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on April 19, 2018 indicate that Nebraska-based MML Investors Services broker David Sundberg has received pending customer disputes. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Sundberg (CRD# 1450187). David Sundberg has spent 31 years in the […]

Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on March 20, 2018 indicate that New York-based MML Investors Services broker/adviser Jeffrey Weiner is involved in resolved or pending customer disputes. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Weiner (CRD# 2476604). Jeffrey Weiner has spent […]

Publicly available records published by the Financial Industry Regulatory Authority (FINRA) and accessed on January 16, 2018 indicate that New Jersey-based MML Investors Services broker/adviser Richard Fortune has received resolved or pending customer disputes. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Fortune (CRD# 1501384). Richard Fortune has spent 31 […]

Public records published by the Financial Industry Regulatory Authority (FINRA) and accessed on December 23, 2017 indicate that former Alabama-based MML Investors Services broker Clifford Marks has received numerous resolved or pending customer disputes. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Marks (CRD# 4639846). Clifford Marks has spent five […]

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