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Articles Tagged with MML Investors Services

Public records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on April 16, 2019 indicate that former Florida-based MML Investors Services broker/adviser Oscar Francis has been sanctioned by the SEC in connection to alleged rule violations and barred from acting as a broker or otherwise associating with a broker-dealer firm. Fitapelli Kurta is […]

Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on February 1, 2019 indicate that Florida-based MML Investors Services broker/adviser Sudesh Jain has received resolved or pending customer disputes. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Jain (CRD# 1325905). Sudesh Jain has spent 32 years […]

Publicly available records published by the Financial Industry Regulatory Authority (FINRA) and accessed on January 31, 2019 indicate that New York-based MML Investors Services broker Alex Blanco has received a pending customer complaint. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Blanco (CRD# 3146376). Alex Blanco has spent 17 years […]

Publicly available records published by the Financial Industry Regulatory Authority (FINRA) and accessed on December 28, 2018 indicate that Arizona-based MML Investors Services broker Michael Lucas has received a pending customer dispute. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Lucas (CRD# 5695141). Michael Lucas has spent eight years in […]

Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on October 22, 2018 indicate that former Nebraska-based MML Investors Services broker/adviser Chad Mackland was recently terminated from his former employer in connection to alleged rule violations and is currently not affiliated with any broker-dealer firm. Fitapelli Kurta is interested in hearing […]

Public records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on August 29, 2018 indicate that Indiana-based MML Investors Services broker Michael Forester has received resolved or pending customer disputes. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Forester (CRD# 5975985). Michael Forester has spent six years in […]

Public records published by the Financial Industry Regulatory Authority (FINRA) and accessed on August 17, 2018 indicate that Pennsylvania-based MML Investors’ Services broker/adviser Kevin Canfield has received resolved or pending customer disputes. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Canfield (CRD# 2286759). Kevin Canfield has spent 25 years in […]

Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on July 30, 2018 indicate that California-based MML Investors Services broker Andrew Berleth is involved in a pending customer dispute. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Berleth (CRD# 1476284). Andrew Berleth has spent 32 years […]

Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) on May 17, 2018 indicate that Ohio-based MML Investors Services broker/adviser Mark Cramer is involved in a pending customer dispute. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Cramer (CRD# 1313587). Mark Cramer has spent thirty-three years in the […]

Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on April 19, 2018 indicate that Nebraska-based MML Investors Services broker David Sundberg has received pending customer disputes. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Sundberg (CRD# 1450187). David Sundberg has spent 31 years in the […]

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