Super Lawyers
AVVO
Million Dollar Advocates Forum
Martindale-Hubbell
BBB Accredited Business

Articles Tagged with MML Investors Services

Bernie Audet (CRD#: 1317819), a registered representative with MML Investors Services, LLC (CRD#: 10409) in Newtown Square, Pennsylvania, is currently involved in two pending customer disputes over variable universal life insurance policies, according to his BrokerCheck record accessed on October 23, 2019. In a customer dispute filed on September 24, 2019, the owner of a […]

Timothy E. Johnson  (CRD#: 5701828) was terminated from MML Investors Services, LLC in Lawrenceville, Georgia “in connection with an investigation into the registered representative’s diversion of customer funds for his own use” according to his BrokerCheck report accessed on September 3, 2019. When you invest with a broker, you expect that your portfolio will be […]

Public records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on April 16, 2019 indicate that former Florida-based MML Investors Services broker/adviser Oscar Francis has been sanctioned by the SEC in connection to alleged rule violations and barred from acting as a broker or otherwise associating with a broker-dealer firm. Fitapelli Kurta is […]

Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on February 1, 2019 indicate that Florida-based MML Investors Services broker/adviser Sudesh Jain has received resolved or pending customer disputes. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Jain (CRD# 1325905). Sudesh Jain has spent 32 years […]

Publicly available records published by the Financial Industry Regulatory Authority (FINRA) and accessed on January 31, 2019 indicate that New York-based MML Investors Services broker Alex Blanco has received a pending customer complaint. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Blanco (CRD# 3146376). Alex Blanco has spent 17 years […]

Publicly available records published by the Financial Industry Regulatory Authority (FINRA) and accessed on December 28, 2018 indicate that Arizona-based MML Investors Services broker Michael Lucas has received a pending customer dispute. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Lucas (CRD# 5695141). Michael Lucas has spent eight years in […]

Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on October 22, 2018 indicate that former Nebraska-based MML Investors Services broker/adviser Chad Mackland was recently terminated from his former employer in connection to alleged rule violations and is currently not affiliated with any broker-dealer firm. Fitapelli Kurta is interested in hearing […]

Public records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on August 29, 2018 indicate that Indiana-based MML Investors Services broker Michael Forester has received resolved or pending customer disputes. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Forester (CRD# 5975985). Michael Forester has spent six years in […]

Public records published by the Financial Industry Regulatory Authority (FINRA) and accessed on August 17, 2018 indicate that Pennsylvania-based MML Investors’ Services broker/adviser Kevin Canfield has received resolved or pending customer disputes. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Canfield (CRD# 2286759). Kevin Canfield has spent 25 years in […]

Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on July 30, 2018 indicate that California-based MML Investors Services broker Andrew Berleth is involved in a pending customer dispute. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Berleth (CRD# 1476284). Andrew Berleth has spent 32 years […]

Contact Information