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Articles Tagged with Merrill Lynch

Public records published by the Financial Industry Regulatory Authority (FINRA) and accessed on March 7, 2019 indicate that former Florida-based Merrill Lynch broker/adviser Christopher Hellman, who has received resolved or pending customer disputes, was recently sanctioned by FINRA in connection to alleged rule violations and barred from acting as a broker or otherwise associating with […]

Publicly available records published by the Financial Industry Regulatory Authority (FINRA) and accessed on February 28, 2019 indicate that New York-based Merrill Lynch broker/adviser Robert Gerstein has received resolved or pending customer disputes. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Gerstein (CRD# 840752). Robert Gerstein has spent 41 years […]

Publicly available records published by the Financial Industry Regulatory Authority (FINRA) and accessed on February 12, 2018 indicate that former Illinois-based Merrill Lynch broker/adviser Ben Dembla has been sanctioned by FINRA in connection to alleged rule violations and barred from acting as a broker or otherwise associating with a broker-dealer firm. Fitapelli Kurta is interested […]

Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on February 7, 2019 indicate that New Jersey-based Merrill Lynch broker/adviser Michael Greenstone has received several customer disputes. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Greenstone (CRD# 709165). Michael Greenstone has spent 38 years in the […]

Public records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on February 7, 2019 indicate that former California-based Merrill Lynch broker/adviser William Evans IV has received a pending customer complaint and is currently not affiliated with any broker-dealer firm. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Evans […]

Public records published by the Financial Industry Regulatory Authority (FINRA) and accessed on January 23, 2019 indicate that former West Virginia-based Merrill Lynch broker/adviser Anthony Williams was recently discharged from his former employer in connection to alleged rule violations and is currently not affiliated with any broker-dealer firm. Fitapelli Kurta is interested in speaking to […]

Publicly available records published by the Financial Industry Regulatory Authority (FINRA) and accessed on January 23, 2019 indicate that South Carolina-based Merrill Lynch broker/adviser James Mellette has received a pending customer dispute. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Mellette (CRD# 2803629). James Mellette has spent 22 years in […]

Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on January 23, 2019 indicate that Michigan-based Merrill Lynch broker/adviser John Ekleberry has received resolved or pending customer disputes. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Ekleberry (CRD# 1609161). John Kleberry has spent 31 years in […]

Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on January 11, 2019 indicate that Maryland-based Merrill Lynch broker/adviser Dawn Cote is involved in a pending customer complaint. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Ms. Cote (CRD# 2318074). Dawn Cote has spent 25 years in […]

Public records published by the Financial Industry Regulatory Authority (FINRA) and accessed on December 28, 2018 indicate that Minnesota-based Merrill Lynch broker/adviser Daniel Moran has received a customer dispute. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Moran (CRD# 1864762). Daniel Moran has spent 30 years in the securities industry […]

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