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Articles Tagged with Mark Munizzi

A three-person Financial Industry Regulatory Authority (FINRA) arbitration panel has awarded $11 million to Mark Munizzi, a former market operations supervisor at UBS in Chicago who claimed that UBS defamed him when they terminated him in April 2018. What allegedly happened in this case? In February 2019, Mark Munizzi was overseeing two accounts, which declined […]

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