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Articles Tagged with LPL Financial

Publicly available records published by the Financial Industry Regulatory Authority (FINRA) and accessed on February 12, 2019 indicate that former Wisconsin-based LPL Financial broker/adviser William Schnepp was discharged from his former employer in connection to alleged rule violations and is currently not affiliated with any broker-dealer firm. Fitapelli Kurta is interested in hearing from investors […]

Publicly available records published by the Financial Industry Regulatory Authority (FINRA) and accessed on January 31, 2019 indicate that former Florida-based LPL Financial broker/adviser Gabriela Trower was recently discharged from her former employer in connection to alleged rule violations and is currently not affiliated with any broker-dealer firm. Fitapelli Kurta is interested in hearing from […]

Publicly available records published by the Financial Industry Regulatory Authority (FINRA) and accessed on January 23, 2019 indicate that former Kentucky-based LPL Financial broker/adviser Mark Dickman was recently discharged from his former employers in connection to alleged rule violations and is currently not affiliated with any broker-dealer firm. Fitapelli Kurta is interested in speaking to […]

Public records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on January 9, 2019 indicate that California-based LPL Financial broker/adviser Scott Van Epps has received a pending customer complaint. Fitapelli Kurta is interested in speaking to investors who have complaints regarding Mr. Van Epps (CRD# 2513960). Scott Van Epps has spent 24 years […]

Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on December 4, 2018 indicate that Texas-based LPL Financial broker/adviser Celia Scott has been involved in a customer dispute. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Ms. Scott (CRD# 2870484). Celia Scott has spent 21 years in […]

Publicly available records published by the Financial Industry Regulatory Authority (FINRA) and accessed on December 4, 2018 indicate that Texas-based LPL Financial broker/adviser Bradley Scott has been involved in a customer dispute. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Scott (CRD# 4381014). Bradley Scott has spent 17 years in […]

Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on December 4, 2018 indicate that Texas-based LPL Financial broker/adviser Bradley Bowman has received a pending customer dispute. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Bowman (CRD# 2898756). Bradley Bowman has spent 21 years in the […]

Publicly available records published by the Financial Industry Regulatory Authority (FINRA) and accessed on December 4, 2018 indicate that Texas-based LPL Financial broker/adviser Cecil Ross has received a customer dispute. Fitapelli Kurta is interested in hearing from investors who have complaints regarding Mr. Ross (CRD# 2391047). Cecil Ross has spent 24 years in the securities […]

Public records published by the Financial Industry Regulatory Authority (FINRA) and accessed on October 22, 2018 indicate that former Kansas-based LPL Financial broker/adviser Trent Jones was recently discharged from his former employer in connection to alleged rule violations and is currently not affiliated with any broker-dealer firm. Fitapelli Kurta is interested in hearing from investors […]

Publicly available records published by the Financial Industry Regulatory Authority (FINRA) and accessed on September 13, 2018 indicate that former Mississippi-based LPL Financial broker William Wimberley, who is currently registered as an investment adviser with W.A. Wimberley & Associates, was discharged from a former employer in connection to alleged rule violations. Fitapelli Kurta is interested […]

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